# Empeiria Capital Management, LLC

> Empeiria Capital Management, LLC is an SEC-registered investment advisory firm in Cincinnati, OH, registered since 2017, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 285463
- Filed as: EMPEIRIA CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cincinnati, OH
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/285463
- AdvisorCensus page: https://advisorcensus.com/firm/empeiria-capital-management-llc-cincinnati-oh-285463

## Quick answers

**How is Empeiria Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Empeiria Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Empeiria Capital Management, LLC located?**
Empeiria Capital Management, LLC's principal office is in Cincinnati, OH, according to its Form ADV.

**Is Empeiria Capital Management, LLC registered with the SEC or a state?**
Empeiria Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 285463.

**How much does Empeiria Capital Management, LLC manage?**
Empeiria Capital Management, LLC reports $339,355,000 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (0% discretionary).

**How have Empeiria Capital Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Empeiria Capital Management, LLC: Regulatory assets under management: $359,713,000 in the October 2021 data and $339,355,000 in the October 2026 data, down 6%. Total employees: 6 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Empeiria Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (8).

**Does Empeiria Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/285463

**What changed in Empeiria Capital Management, LLC's recent Form ADV filings?**
In the December 2025 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $339,355,000
- Discretionary: $0
- Non-discretionary: $339,355,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $339,355,000 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other

### Firm details
- Registered since: 2017 (9 years)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $359,713,000 | 6 | September 16, 2021 |
| October 2022 | $338,124,000 | 6 | May 20, 2022 |
| October 2023 | $309,979,000 | 4 | March 30, 2023 |
| October 2024 | $306,546,817 | 4 | March 21, 2024 |
| October 2025 | $373,204,000 | 4 | March 25, 2025 |
| October 2026 | $339,355,000 | 4 | March 27, 2026 |

Regulatory assets under management: $359,713,000 in the October 2021 data and $339,355,000 in the October 2026 data, down 6%.
Total employees: 6 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Empeiria Capital Management, LLC (CRD 285463): Form ADV filing data as of October 2026.