# Emerging Oaks Capital LLC

> Emerging Oaks Capital LLC is a state-registered investment advisory firm in Lakeway, TX, registered since 2020, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 306759
- Filed as: EMERGING OAKS CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Lakeway, TX
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/306759
- AdvisorCensus page: https://advisorcensus.com/firm/emerging-oaks-capital-llc-lakeway-tx-306759

## Quick answers

**How is Emerging Oaks Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Emerging Oaks Capital LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Emerging Oaks Capital LLC located?**
Emerging Oaks Capital LLC's principal office is in Lakeway, TX, according to its Form ADV.

**Is Emerging Oaks Capital LLC registered with the SEC or a state?**
Emerging Oaks Capital LLC is a state-registered investment advisory firm, registered since 2020. Status as filed: APPROVED. CRD 306759.

**How much does Emerging Oaks Capital LLC manage?**
Emerging Oaks Capital LLC reports $6,826,175 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**Does Emerging Oaks Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/306759

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $6,826,175
- Discretionary: $6,826,175
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $1,121,355 |
| High net worth individuals | Fewer than 5 | $4,446,983 |
| Corporations or other businesses not listed above | Fewer than 5 | $1,257,837 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- emergingoaks.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Emerging Oaks Capital LLC (CRD 306759): Form ADV filing data as of October 2026.