# Emergent Wealth Advisors, LLC

> Emergent Wealth Advisors, LLC is an SEC-registered investment advisory firm in Williamsville, NY, registered since 2015, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 174845
- Filed as: EMERGENT WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Williamsville, NY
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/174845
- AdvisorCensus page: https://advisorcensus.com/firm/emergent-wealth-advisors-llc-williamsville-ny-174845

## Quick answers

**How is Emergent Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Emergent Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Emergent Wealth Advisors, LLC located?**
Emergent Wealth Advisors, LLC's principal office is in Williamsville, NY, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Emergent Wealth Advisors, LLC registered with the SEC or a state?**
Emergent Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 174845.

**How much does Emergent Wealth Advisors, LLC manage?**
Emergent Wealth Advisors, LLC reports $249,075,065 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (100% discretionary).

**How have Emergent Wealth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Emergent Wealth Advisors, LLC: Regulatory assets under management: $107,834,120 in the October 2021 data and $249,075,065 in the October 2026 data, up 131%. Total employees: 4 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Emergent Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (296); high net worth individuals (74).

**Which custodians does Emergent Wealth Advisors, LLC use?**
Emergent Wealth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Assetmark, Capital Group, Charles Schwab, Jackson National, Orion Portfolio Solutions and SEI as custodians holding 10% or more of its separately managed account assets.

**Does Emergent Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/174845

**What changed in Emergent Wealth Advisors, LLC's recent Form ADV filings?**
In the January 2026 filing data: Employees performing advisory functions went from 4 to 3. Regulatory assets under management went from $202,893,297 to $241,244,813 (+19%). Added an office in Franklin, TN. No longer lists an office in Woodland Hills, CA. Registered or notice-filed in TN.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Assetmark
- Capital Group
- Charles Schwab
- Jackson National
- Orion Portfolio Solutions
- SEI

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $249,075,065
- Discretionary: $249,075,065
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 296 | $104,019,451 |
| High net worth individuals | 74 | $145,055,614 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2015 (10 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, FL, NY, TN
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- Franklin, TN

### Websites listed on Form ADV (Item 1.I)
- emergentwa.com
- Facebook facebook.com
- LinkedIn @charles-hanny-cfp®-crpc-5a12824a
- LinkedIn @jeremy-wagner-89794a135
- LinkedIn @nicholas-j-efthemis-cfp

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $107,834,120 | 4 | August 16, 2021 |
| October 2022 | $134,066,120 | 5 | May 16, 2022 |
| October 2023 | $142,699,557 | 6 | July 31, 2023 |
| October 2024 | $170,938,912 | 6 | January 24, 2024 |
| October 2025 | $202,893,297 | 4 | June 4, 2025 |
| October 2026 | $249,075,065 | 3 | January 27, 2026 |

Regulatory assets under management: $107,834,120 in the October 2021 data and $249,075,065 in the October 2026 data, up 131%.
Total employees: 4 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### January 2026
- Employees performing advisory functions went from 4 to 3.
- Regulatory assets under management went from $202,893,297 to $241,244,813 (+19%).
- Added an office in Franklin, TN.
- No longer lists an office in Woodland Hills, CA.
- Registered or notice-filed in TN.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Emergent Wealth Advisors, LLC (CRD 174845): Form ADV filing data as of October 2026.