# Emergent Financial Services, LLC.

> Emergent Financial Services, LLC. is an SEC-registered investment advisory firm in Charlottesville, VA, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 288434
- Filed as: EMERGENT FINANCIAL SERVICES, LLC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Charlottesville, VA
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288434
- AdvisorCensus page: https://advisorcensus.com/firm/emergent-financial-services-llc-charlottesville-va-288434

## Quick answers

**How is Emergent Financial Services, LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Emergent Financial Services, LLC. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Emergent Financial Services, LLC. located?**
Emergent Financial Services, LLC.'s principal office is in Charlottesville, VA, according to its Form ADV.

**Is Emergent Financial Services, LLC. registered with the SEC or a state?**
Emergent Financial Services, LLC. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 288434.

**How much does Emergent Financial Services, LLC. manage?**
Emergent Financial Services, LLC. reports $195,201,000 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (49% discretionary).

**How have Emergent Financial Services, LLC.'s assets and staff changed since 2021?**
In the Form ADV data for Emergent Financial Services, LLC.: Regulatory assets under management: $1,091,850,000 in the October 2021 data and $195,201,000 in the October 2026 data, down 82%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Emergent Financial Services, LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (227); high net worth individuals (19).

**Which custodians does Emergent Financial Services, LLC. use?**
Emergent Financial Services, LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Altruist as a custodian holding 10% or more of its separately managed account assets.

**Does Emergent Financial Services, LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288434

**What changed in Emergent Financial Services, LLC.'s recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $110,401,000 to $195,201,000 (+77%). Registered or notice-filed in NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Altruist

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $195,201,000
- Discretionary: $95,201,000
- Non-discretionary: $100,000,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 227 | $35,300,000 |
| High net worth individuals | 19 | $32,500,000 |
| Charitable organizations | Fewer than 5 | $1,000 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $127,400,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2018 (7 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- emergentfs.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,091,850,000 | 5 | April 1, 2021 |
| October 2022 | $1,087,665,000 | 5 | February 3, 2022 |
| October 2023 | $1,105,901,000 | 5 | February 17, 2023 |
| October 2024 | $1,109,311,000 | 5 | March 25, 2024 |
| October 2025 | $110,401,000 | 5 | January 29, 2025 |
| October 2026 | $195,201,000 | 5 | March 24, 2026 |

Regulatory assets under management: $1,091,850,000 in the October 2021 data and $195,201,000 in the October 2026 data, down 82%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $110,401,000 to $195,201,000 (+77%).
- Registered or notice-filed in NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Emergent Financial Services, LLC. (CRD 288434): Form ADV filing data as of October 2026.