# Emergent Capital Advisors, LLC

> Emergent Capital Advisors, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 156112
- Filed as: EMERGENT CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/156112
- AdvisorCensus page: https://advisorcensus.com/firm/emergent-capital-advisors-llc-houston-tx-156112

## Quick answers

**How is Emergent Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Emergent Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees.

**Where is Emergent Capital Advisors, LLC located?**
Emergent Capital Advisors, LLC's principal office is in Houston, TX, according to its Form ADV.

**Is Emergent Capital Advisors, LLC registered with the SEC or a state?**
Emergent Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 156112.

**How much does Emergent Capital Advisors, LLC manage?**
Emergent Capital Advisors, LLC reports $124,117,550 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**How have Emergent Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Emergent Capital Advisors, LLC: Regulatory assets under management: $59,258,143 in the October 2021 data and $124,117,550 in the October 2026 data, up 109%. Total employees: 7 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Emergent Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (1).

**Does Emergent Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/156112

**Does Emergent Capital Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 16, 2026 says: "The minimum investment in the Fund is $500,000, although Emergent may accept investments in a lesser amount at its sole discretion."

**What changed in Emergent Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $92,050,440 to $124,117,550 (+35%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Fees and minimums (Form ADV Part 2A brochure dated March 16, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The minimum investment in the Fund is $500,000, although Emergent may accept investments in a lesser amount at its sole discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $124,117,550
- Discretionary: $124,117,550
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $124,117,550 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2012 (14 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ecagp.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $59,258,143 | 7 | March 31, 2021 |
| October 2022 | $106,212,368 | 4 | August 2, 2022 |
| October 2023 | $100,888,140 | 4 | September 8, 2023 |
| October 2024 | $102,880,100 | 4 | August 20, 2024 |
| October 2025 | $92,050,440 | 4 | March 26, 2025 |
| October 2026 | $124,117,550 | 4 | March 16, 2026 |

Regulatory assets under management: $59,258,143 in the October 2021 data and $124,117,550 in the October 2026 data, up 109%.
Total employees: 7 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $92,050,440 to $124,117,550 (+35%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Emergent Capital Advisors, LLC (CRD 156112): Form ADV filing data as of October 2026.