# Emerge Capital Management

> Emerge Capital Management is an SEC-registered investment advisory firm in Buffalo, NY, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 17, 2025.

- CRD: 284581
- Filed as: EMERGE CAPITAL MANAGEMENT
- Legal name: Emerge Capital Management Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Buffalo, NY
- Filing period: October 2026
- Form ADV filing dated: June 17, 2025
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/284581
- AdvisorCensus page: https://advisorcensus.com/firm/emerge-capital-management-buffalo-ny-284581

## Quick answers

**How is Emerge Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Emerge Capital Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Emerge Capital Management charge?**
Its Form ADV Part 2A brochure dated June 17, 2025 states: Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Emerge Capital Management located?**
Emerge Capital Management's principal office is in Buffalo, NY, according to its Form ADV.

**Is Emerge Capital Management registered with the SEC or a state?**
Emerge Capital Management is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 284581.

**How much does Emerge Capital Management manage?**
Emerge Capital Management reports $30,000,483 in regulatory assets under management in its Form ADV filing dated June 17, 2025 (0% discretionary).

**How have Emerge Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Emerge Capital Management: Regulatory assets under management: $1,192,660,281 in the October 2021 data and $30,000,483 in the October 2026 data, down 97%. Total employees: 10 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Emerge Capital Management serve?**
By number of clients on Form ADV Item 5.D: investment companies (1); corporations or other businesses not listed above (1).

**Does Emerge Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/284581

**What changed in Emerge Capital Management's recent Form ADV filings?**
In the February 2026 filing data: No longer registered or notice-filed in AZ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated June 17, 2025)

- Asset-based fee: 0.25% to 1% a year (a range, as the brochure states it)

> Emerge Platform Standard Discretionary Investment Advisory fees: Depending on client and account size will range from .25% to 1.00%, plus custody and trading. In certain circumstances , fees may be negotiable based on account size and total number of accounts.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $30,000,483
- Discretionary: $0
- Non-discretionary: $30,000,483

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $483 |
| Charitable organizations | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Corporations or other businesses not listed above | 1 | $30,000,000 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [emergecm.com](https://emergecm.com)
- Facebook @EMERGECAPITAL
- LinkedIn @10637059
- X @EMERGE_CM

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,192,660,281 | 10 | September 8, 2021 |
| October 2022 | $1,349,505,990 | 16 | March 31, 2022 |
| October 2023 | $368,045,688 | 8 | March 31, 2023 |
| October 2024 | $112,778,054 | 7 | April 10, 2024 |
| October 2025 | $30,000,483 | 5 | June 17, 2025 |
| October 2026 | $30,000,483 | 5 | June 17, 2025 |

Regulatory assets under management: $1,192,660,281 in the October 2021 data and $30,000,483 in the October 2026 data, down 97%.
Total employees: 10 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- No longer registered or notice-filed in AZ.

### January 2026
- No longer registered or notice-filed in CA, CT, FL, IL, KY, MA, NJ, NV, NY, OH, PA, TX.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Emerge Capital Management (CRD 284581): Form ADV filing data as of October 2026.