# Emerald Waves Investments, LLC

> Emerald Waves Investments, LLC is a state-registered investment advisory firm in Cupertino, CA, registered since 2010, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 154095
- Filed as: EMERALD WAVES INVESTMENTS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Cupertino, CA
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/154095
- AdvisorCensus page: https://advisorcensus.com/firm/emerald-waves-investments-llc-cupertino-ca-154095

## Quick answers

**How is Emerald Waves Investments, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Emerald Waves Investments, LLC reports these compensation arrangements: a percentage of assets under its management; other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Emerald Waves Investments, LLC located?**
Emerald Waves Investments, LLC's principal office is in Cupertino, CA, according to its Form ADV.

**Is Emerald Waves Investments, LLC registered with the SEC or a state?**
Emerald Waves Investments, LLC is a state-registered investment advisory firm, registered since 2010. Status as filed: APPROVED. CRD 154095.

**How much does Emerald Waves Investments, LLC manage?**
Emerald Waves Investments, LLC reports $4,156,310 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**What types of clients does Emerald Waves Investments, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (9); individuals (other than high net worth individuals) (7).

**Does Emerald Waves Investments, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/154095

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Other

### Regulatory assets under management (Item 5.F)
- Total: $4,156,310
- Discretionary: $4,156,310
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $1,425,805 |
| High net worth individuals | 9 | $2,730,505 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2010 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- emeraldwavesinvestments.com
- seekingalpha.com/author/raymond-chung-cfa
- LinkedIn @raymond-chung-cfa-155ab6

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Emerald Waves Investments, LLC (CRD 154095): Form ADV filing data as of October 2026.