# Emerald Research Corp.

> Emerald Research Corp. is an SEC-registered investment advisory firm, registered since 2001, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.

- CRD: 113918
- Filed as: EMERALD RESEARCH CORP.
- Legal name: Emerald Research Corporation
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: February 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113918
- AdvisorCensus page: https://advisorcensus.com/firm/emerald-research-corp-113918

## Quick answers

**How is Emerald Research Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), Emerald Research Corp. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Emerald Research Corp. registered with the SEC or a state?**
Emerald Research Corp. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113918.

**How much does Emerald Research Corp. manage?**
Emerald Research Corp. reports $9,381,458 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary).

**How have Emerald Research Corp.'s assets and staff changed since 2021?**
In the Form ADV data for Emerald Research Corp.: Regulatory assets under management: $5,860,581 in the October 2021 data and $9,381,458 in the October 2026 data, up 60%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Emerald Research Corp. serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does Emerald Research Corp. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113918

**What changed in Emerald Research Corp.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $8,462,294 to $9,381,458 (+11%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $9,381,458
- Discretionary: $9,381,458
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $9,381,458 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2001 (25 years)
- Employees: 1 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,860,581 | 1 | February 9, 2021 |
| October 2022 | $8,251,930 | 1 | February 9, 2022 |
| October 2023 | $6,271,602 | 1 | February 7, 2023 |
| October 2024 | $7,917,117 | 1 | February 5, 2024 |
| October 2025 | $8,462,294 | 1 | February 4, 2025 |
| October 2026 | $9,381,458 | 1 | February 17, 2026 |

Regulatory assets under management: $5,860,581 in the October 2021 data and $9,381,458 in the October 2026 data, up 60%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $8,462,294 to $9,381,458 (+11%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Emerald Research Corp. (CRD 113918): Form ADV filing data as of October 2026.