{
  "crd_number": 113918,
  "slug": "emerald-research-corp-113918",
  "primary_business_name": "EMERALD RESEARCH CORP.",
  "legal_name": "EMERALD RESEARCH CORPORATION",
  "dbas": [],
  "city": null,
  "state": null,
  "country": null,
  "cbsa_code": null,
  "metro": null,
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2001-08-03",
  "years_registered": 25,
  "period": "2026-10-01",
  "filing_date": "2026-02-17",
  "carried_forward": false,
  "raum_total": 9381458.0,
  "raum_discretionary": 9381458.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 1,
  "advisory_employees": 0,
  "client_count_bucket": null,
  "clients_by_type": {
    "investment_companies": {
      "raum": 9381458.0,
      "count": 1
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_investment_companies"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NJ"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113918",
  "city_as_filed": null,
  "url": "https://advisorcensus.com/firm/emerald-research-corp-113918",
  "display_name": "Emerald Research Corp.",
  "summary": "Emerald Research Corp. is an SEC-registered investment advisory firm, registered since 2001, reporting under $25 million in regulatory assets under management in its Form ADV filing dated February 17, 2026.",
  "citation": "AdvisorCensus. Emerald Research Corp. (CRD 113918): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for investment companies (and business development companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Emerald Research Corp. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Emerald Research Corp. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Is Emerald Research Corp. registered with the SEC or a state?",
      "a": "Emerald Research Corp. is an SEC-registered investment advisory firm, registered since 2001. Status as filed: Approved. CRD 113918."
    },
    {
      "q": "How much does Emerald Research Corp. manage?",
      "a": "Emerald Research Corp. reports $9,381,458 in regulatory assets under management in its Form ADV filing dated February 17, 2026 (100% discretionary)."
    },
    {
      "q": "How have Emerald Research Corp.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Emerald Research Corp.: Regulatory assets under management: $5,860,581 in the October 2021 data and $9,381,458 in the October 2026 data, up 60%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Emerald Research Corp. serve?",
      "a": "By number of clients on Form ADV Item 5.D: investment companies (1)."
    },
    {
      "q": "Does Emerald Research Corp. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113918"
    },
    {
      "q": "What changed in Emerald Research Corp.'s recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $8,462,294 to $9,381,458 (+11%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 5860581.0,
      "total_employees": 1,
      "filing_date": "2021-02-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 8251930.0,
      "total_employees": 1,
      "filing_date": "2022-02-09"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 6271602.0,
      "total_employees": 1,
      "filing_date": "2023-02-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 7917117.0,
      "total_employees": 1,
      "filing_date": "2024-02-05"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 8462294.0,
      "total_employees": 1,
      "filing_date": "2025-02-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 9381458.0,
      "total_employees": 1,
      "filing_date": "2026-02-17"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $8,462,294 to $9,381,458 (+11%)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/emerald-research-corp-113918.md",
  "clients": [
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 1,
      "fewer_than_5": false,
      "raum": 9381458.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/113918",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}