# Emerald Investment Advisers, LLC

> Emerald Investment Advisers, LLC is an SEC-registered investment advisory firm in Leola, PA, registered since 2025, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 338769
- Filed as: EMERALD INVESTMENT ADVISERS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Leola, PA
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/338769
- AdvisorCensus page: https://advisorcensus.com/firm/emerald-investment-advisers-llc-leola-pa-338769

## Quick answers

**How is Emerald Investment Advisers, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Emerald Investment Advisers, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Emerald Investment Advisers, LLC located?**
Emerald Investment Advisers, LLC's principal office is in Leola, PA, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Emerald Investment Advisers, LLC registered with the SEC or a state?**
Emerald Investment Advisers, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 338769.

**How much does Emerald Investment Advisers, LLC manage?**
Emerald Investment Advisers, LLC reports $2,262,694,558 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (100% discretionary).

**What types of clients does Emerald Investment Advisers, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (69); charitable organizations (32); pension and profit sharing plans (but not the plan participants or government pension plans) (25).

**Which custodians does Emerald Investment Advisers, LLC use?**
Emerald Investment Advisers, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC and FIS Brokerage & Securities Services LLC as custodians holding 10% or more of its separately managed account assets.

**Does Emerald Investment Advisers, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/338769

**What changed in Emerald Investment Advisers, LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $0 to $2,262,694,558. Employees performing advisory functions went from 2 to 12. Added an office in St. Louis, MO. Registered or notice-filed in MO.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- Fidelity Brokerage Services LLC
- FIS Brokerage & Securities Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,262,694,558
- Discretionary: $2,262,694,558
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 23 | $10,279,460 |
| High net worth individuals | 69 | $105,625,616 |
| Banking or thrift institutions | Fewer than 5 | $3,933,719 |
| Investment companies | 1 | $85,814,122 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 25 | $263,967,561 |
| Charitable organizations | 32 | $69,182,352 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $15,178,913 |
| Other investment advisers | 6 | $392,360,648 |
| Insurance companies | Fewer than 5 | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 |
| Corporations or other businesses not listed above | 12 | $32,664,866 |
| Other | 17 | $1,283,687,301 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (0 years)
- Employees: 12 total, 12 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: MO, PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the February 2026 filing
- St. Louis, MO

### Websites listed on Form ADV (Item 1.I)
- teamemerald.com

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $0 to $2,262,694,558.
- Employees performing advisory functions went from 2 to 12.
- Added an office in St. Louis, MO.
- Registered or notice-filed in MO.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Emerald Investment Advisers, LLC (CRD 338769): Form ADV filing data as of October 2026.