# EMC Capital Management, LLC

> EMC Capital Management, LLC is an SEC-registered investment advisory firm in Houston, TX, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 167761
- Filed as: EMC CAPITAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Houston, TX
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/167761
- AdvisorCensus page: https://advisorcensus.com/firm/emc-capital-management-llc-houston-tx-167761

## Quick answers

**How is EMC Capital Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), EMC Capital Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees.

**Where is EMC Capital Management, LLC located?**
EMC Capital Management, LLC's principal office is in Houston, TX, according to its Form ADV.

**Is EMC Capital Management, LLC registered with the SEC or a state?**
EMC Capital Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 167761.

**How much does EMC Capital Management, LLC manage?**
EMC Capital Management, LLC reports $218,888,113 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (100% discretionary).

**How have EMC Capital Management, LLC's assets and staff changed since 2022?**
In the Form ADV data for EMC Capital Management, LLC: Regulatory assets under management: $161,205,163 in the October 2022 data and $218,888,113 in the October 2026 data, up 36%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does EMC Capital Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (17); pooled investment vehicles (other than investment companies and business development companies) (1).

**Which custodians does EMC Capital Management, LLC use?**
EMC Capital Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does EMC Capital Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167761

**What changed in EMC Capital Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $178,880,459 to $218,888,113 (+22%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $218,888,113
- Discretionary: $218,888,113
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 17 | $146,904,948 |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $71,983,165 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2022 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- emccap.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $161,205,163 | 1 | April 22, 2022 |
| October 2023 | $116,612,532 | 1 | July 24, 2023 |
| October 2024 | $148,390,029 | 1 | March 12, 2024 |
| October 2025 | $178,880,459 | 1 | April 14, 2025 |
| October 2026 | $218,888,113 | 1 | March 18, 2026 |

Regulatory assets under management: $161,205,163 in the October 2022 data and $218,888,113 in the October 2026 data, up 36%.
Total employees: 1 in October 2022 and 1 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $178,880,459 to $218,888,113 (+22%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. EMC Capital Management, LLC (CRD 167761): Form ADV filing data as of October 2026.