# EMC Capital Advisors, LLC

> EMC Capital Advisors, LLC is an SEC-registered investment advisory firm in Bannockburn, IL, registered since 2013, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 6, 2026.

- CRD: 169296
- Filed as: EMC CAPITAL ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Bannockburn, IL
- Filing period: October 2026
- Form ADV filing dated: March 6, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169296
- AdvisorCensus page: https://advisorcensus.com/firm/emc-capital-advisors-llc-bannockburn-il-169296

## Quick answers

**How is EMC Capital Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), EMC Capital Advisors, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is EMC Capital Advisors, LLC located?**
EMC Capital Advisors, LLC's principal office is in Bannockburn, IL, according to its Form ADV.

**Is EMC Capital Advisors, LLC registered with the SEC or a state?**
EMC Capital Advisors, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 169296.

**How much does EMC Capital Advisors, LLC manage?**
EMC Capital Advisors, LLC reports $304,688,109 in regulatory assets under management in its Form ADV filing dated March 6, 2026 (100% discretionary).

**How have EMC Capital Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for EMC Capital Advisors, LLC: Regulatory assets under management: $338,380,000 in the October 2021 data and $304,688,109 in the October 2026 data, down 10%. Total employees: 5 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does EMC Capital Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: investment companies (1).

**Does EMC Capital Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169296

**What changed in EMC Capital Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $353,273,812 to $304,688,109 (-14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $304,688,109
- Discretionary: $304,688,109
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 1 | $304,688,109 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)

### Firm details
- Registered since: 2013 (12 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- emccta.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $338,380,000 | 5 | March 9, 2021 |
| October 2022 | $483,469,378 | 5 | March 11, 2022 |
| October 2023 | $770,348,576 | 5 | March 16, 2023 |
| October 2024 | $457,752,024 | 5 | March 11, 2024 |
| October 2025 | $353,273,812 | 5 | March 7, 2025 |
| October 2026 | $304,688,109 | 5 | March 6, 2026 |

Regulatory assets under management: $338,380,000 in the October 2021 data and $304,688,109 in the October 2026 data, down 10%.
Total employees: 5 in October 2021 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $353,273,812 to $304,688,109 (-14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. EMC Capital Advisors, LLC (CRD 169296): Form ADV filing data as of October 2026.