# Ember Wealth Concepts & Financial Planning

> Ember Wealth Concepts & Financial Planning is a state-registered investment advisory firm, registered since 2025, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated August 14, 2026.

- CRD: 337478
- Filed as: EMBER WEALTH CONCEPTS & FINANCIAL PLANNING
- Legal name: Ember LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: August 14, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/337478
- AdvisorCensus page: https://advisorcensus.com/firm/ember-wealth-concepts-and-financial-planning-337478

## Quick answers

**How is Ember Wealth Concepts & Financial Planning compensated?**
On its Form ADV (Item 5.E, October 2026), Ember Wealth Concepts & Financial Planning reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Ember Wealth Concepts & Financial Planning registered with the SEC or a state?**
Ember Wealth Concepts & Financial Planning is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 337478.

**How much does Ember Wealth Concepts & Financial Planning manage?**
Ember Wealth Concepts & Financial Planning reports $40,991,751 in regulatory assets under management in its Form ADV filing dated August 14, 2026 (100% discretionary).

**What types of clients does Ember Wealth Concepts & Financial Planning serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (82); high net worth individuals (11).

**Does Ember Wealth Concepts & Financial Planning report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/337478

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $40,991,751
- Discretionary: $40,991,751
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 82 | $20,495,160 |
| High net worth individuals | 11 | $20,496,591 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CO, IA, MN, NE
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [emberwealthcfp.com](https://emberwealthcfp.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ember Wealth Concepts & Financial Planning (CRD 337478): Form ADV filing data as of October 2026.