# Elm Asset Management Inc.

> Elm Asset Management Inc. is a state-registered investment advisory firm in Denton, TX, registered since 1989, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 114199
- Filed as: ELM ASSET MANAGEMENT INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Denton, TX
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/114199
- AdvisorCensus page: https://advisorcensus.com/firm/elm-asset-management-inc-denton-tx-114199

## Quick answers

**How is Elm Asset Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Elm Asset Management Inc. reports these compensation arrangements: a percentage of assets under its management.

**Where is Elm Asset Management Inc. located?**
Elm Asset Management Inc.'s principal office is in Denton, TX, according to its Form ADV.

**Is Elm Asset Management Inc. registered with the SEC or a state?**
Elm Asset Management Inc. is a state-registered investment advisory firm, registered since 1989. Status as filed: APPROVED. CRD 114199.

**How much does Elm Asset Management Inc. manage?**
Elm Asset Management Inc. reports $5,924,073 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does Elm Asset Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13).

**Does Elm Asset Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/114199

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $5,924,073
- Discretionary: $5,924,073
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $2,364,719 |
| High net worth individuals | Fewer than 5 | $1,706,691 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | Fewer than 5 | $857,664 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | Fewer than 5 | $994,999 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 1989 (36 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Elm Asset Management Inc. (CRD 114199): Form ADV filing data as of October 2026.