# Ellsworth Advisors, LLC

> Ellsworth Advisors, LLC is an SEC-registered investment advisory firm in Hudson, OH, registered since 2018, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated February 23, 2026.

- CRD: 297464
- Filed as: ELLSWORTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Hudson, OH
- Filing period: October 2026
- Form ADV filing dated: February 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/297464
- AdvisorCensus page: https://advisorcensus.com/firm/ellsworth-advisors-llc-hudson-oh-297464

## Quick answers

**How is Ellsworth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ellsworth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Ellsworth Advisors, LLC charge?**
Its Form ADV Part 2A brochure dated February 23, 2026 states: Flat fee: $2,500 to $150,000 a year (Corporate Retirement Plans). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ellsworth Advisors, LLC located?**
Ellsworth Advisors, LLC's principal office is in Hudson, OH, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Ellsworth Advisors, LLC registered with the SEC or a state?**
Ellsworth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 297464.

**How much does Ellsworth Advisors, LLC manage?**
Ellsworth Advisors, LLC reports $1,406,464,580 in regulatory assets under management in its Form ADV filing dated February 23, 2026 (99% discretionary).

**How have Ellsworth Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Ellsworth Advisors, LLC: Regulatory assets under management: $562,212,207 in the October 2021 data and $1,406,464,580 in the October 2026 data, up 150%. Total employees: 12 in October 2021 and 16 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ellsworth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (641); high net worth individuals (212); corporations or other businesses not listed above (7).

**Which custodians does Ellsworth Advisors, LLC use?**
Ellsworth Advisors, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ellsworth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/297464

**Does Ellsworth Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated February 23, 2026 says: "There is no account minimum for any of Advisor’s services."

**What changed in Ellsworth Advisors, LLC's recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $1,185,403,327 to $1,406,464,580 (+19%). Registered or notice-filed in IL, NH. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated February 23, 2026)

- Account minimum: None

> There is no account minimum for any of Advisor’s services.

- Flat fee: $2,500 to $150,000 a year (Corporate Retirement Plans)

> Advisor and the client may agree to a fixed annual, quarterly, or monthly amount. The standard rate for fixed fees is between $2,500 and $150,000 annually.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,406,464,580
- Discretionary: $1,391,944,920
- Non-discretionary: $14,519,660

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 641 | $794,195,646 |
| High net worth individuals | 212 | $592,669,757 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 7 | $19,599,177 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 16 total, 11 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AL, AZ, CA, CO, FL, GA, IL, IN, MA, MI, NC, NH, NY, OH, PA, SC, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Hudson, OH

### Websites listed on Form ADV (Item 1.I)
- ellsworthadvisors.com
- LinkedIn @ellsworth-advisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $562,212,207 | 12 | October 1, 2021 |
| October 2022 | $711,433,437 | 12 | March 25, 2022 |
| October 2023 | $776,988,337 | 13 | May 31, 2023 |
| October 2024 | $913,641,239 | 13 | September 20, 2024 |
| October 2025 | $1,185,403,327 | 16 | February 28, 2025 |
| October 2026 | $1,406,464,580 | 16 | February 23, 2026 |

Regulatory assets under management: $562,212,207 in the October 2021 data and $1,406,464,580 in the October 2026 data, up 150%.
Total employees: 12 in October 2021 and 16 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $1,185,403,327 to $1,406,464,580 (+19%).
- Registered or notice-filed in IL, NH.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ellsworth Advisors, LLC (CRD 297464): Form ADV filing data as of October 2026.