# Ellis Wealth Advisors, LLC

> Ellis Wealth Advisors, LLC is an SEC-registered investment advisory firm in Madison, AL, registered since 2026, reporting under $25 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.

- CRD: 342527
- Filed as: ELLIS WEALTH ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Madison, AL
- Filing period: October 2026
- Form ADV filing dated: July 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342527
- AdvisorCensus page: https://advisorcensus.com/firm/ellis-wealth-advisors-llc-madison-al-342527

## Quick answers

**How is Ellis Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ellis Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management.

**Where is Ellis Wealth Advisors, LLC located?**
Ellis Wealth Advisors, LLC's principal office is in Madison, AL, according to its Form ADV.

**Is Ellis Wealth Advisors, LLC registered with the SEC or a state?**
Ellis Wealth Advisors, LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342527.

**How much does Ellis Wealth Advisors, LLC manage?**
Ellis Wealth Advisors, LLC reports $0 in regulatory assets under management in its Form ADV filing dated July 14, 2026.

**Does Ellis Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342527

**Does Ellis Wealth Advisors, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated July 14, 2026 says: "EWA generally requires a minimum account size of $100,000 for portfolio management services." "EWA may waive this minimum, in its sole discretion, based upon various factors, including anticipated future earning capacity, anticipated future additional assets, related accounts, existing client relationships, and overall circumstances deemed relevant by EWA."

**What changed in Ellis Wealth Advisors, LLC's recent Form ADV filings?**
In the July 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated July 14, 2026)

- Account minimum: $100,000 (the brochure says it may be waived or negotiated)

> EWA generally requires a minimum account size of $100,000 for portfolio management services.

> EWA may waive this minimum, in its sole discretion, based upon various factors, including anticipated future earning capacity, anticipated future additional assets, related accounts, existing client relationships, and overall circumstances deemed relevant by EWA.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $0
- Discretionary: $0
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ewamadison.com

## Changes in the filing (last 12 months)

### July 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ellis Wealth Advisors, LLC (CRD 342527): Form ADV filing data as of October 2026.