# Elliott Cove Capital Management

> Elliott Cove Capital Management is an SEC-registered investment advisory firm in Seattle, WA, registered since 2004, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 5, 2026.

- CRD: 123636
- Filed as: ELLIOTT COVE CAPITAL MANAGEMENT
- Legal name: Elliott Cove Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Seattle, WA
- Filing period: October 2026
- Form ADV filing dated: February 5, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/123636
- AdvisorCensus page: https://advisorcensus.com/firm/elliott-cove-capital-management-seattle-wa-123636

## Quick answers

**How is Elliott Cove Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Elliott Cove Capital Management reports these compensation arrangements: a percentage of assets under its management.

**Where is Elliott Cove Capital Management located?**
Elliott Cove Capital Management's principal office is in Seattle, WA, according to its Form ADV; the March 2026 filing also lists 6 other offices (Schedule D, Section 1.F).

**Is Elliott Cove Capital Management registered with the SEC or a state?**
Elliott Cove Capital Management is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 123636.

**How much does Elliott Cove Capital Management manage?**
Elliott Cove Capital Management reports $348,161,285 in regulatory assets under management in its Form ADV filing dated February 5, 2026 (100% discretionary).

**How have Elliott Cove Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Elliott Cove Capital Management: Regulatory assets under management: $208,385,007 in the October 2021 data and $348,161,285 in the October 2026 data, up 67%. Total employees: 10 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Elliott Cove Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (556); pension and profit sharing plans (but not the plan participants or government pension plans) (61); high net worth individuals (28).

**Which custodians does Elliott Cove Capital Management use?**
Elliott Cove Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists American Trust Company and Axos Clearing LLC as custodians holding 10% or more of its separately managed account assets.

**Does Elliott Cove Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/123636

**Does Elliott Cove Capital Management state an account minimum?**
Its Form ADV Part 2A brochure dated February 5, 2026 says: "Minimum account size is $25,000, although Elliott Cove reserves the right to accept accounts lower than our minimum account size."

**What changed in Elliott Cove Capital Management's recent Form ADV filings?**
In the March 2026 filing data: Employees performing advisory functions went from 8 to 4. Regulatory assets under management went from $307,782,769 to $348,161,285 (+13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated February 5, 2026)

- Account minimum: $25,000

> Minimum account size is $25,000, although Elliott Cove reserves the right to accept accounts lower than our minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- American Trust Company
- Axos Clearing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $348,161,285
- Discretionary: $348,161,285
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 556 | $80,103,266 |
| High net worth individuals | 28 | $66,207,082 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 61 | $144,382,113 |
| Charitable organizations | 6 | $9,437,569 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 19 | $48,031,255 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2004 (22 years)
- Employees: 11 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AZ, CA, ID, OR, TX, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Anchorage, AK
- Camano Island, WA
- Fairbanks, AK
- Soldotna, AK
- Stanwood, WA
- Wasilla, AK

### Websites listed on Form ADV (Item 1.I)
- [elliottcove.com](https://elliottcove.com)
- [lighthouse401k.com](https://lighthouse401k.com)
- Facebook @elliottcove
- LinkedIn @elliott-cove-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $208,385,007 | 10 | February 23, 2021 |
| October 2022 | $257,574,737 | 11 | February 15, 2022 |
| October 2023 | $226,777,426 | 10 | February 1, 2023 |
| October 2024 | $267,943,831 | 10 | May 4, 2024 |
| October 2025 | $307,782,769 | 9 | February 10, 2025 |
| October 2026 | $348,161,285 | 11 | February 5, 2026 |

Regulatory assets under management: $208,385,007 in the October 2021 data and $348,161,285 in the October 2026 data, up 67%.
Total employees: 10 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Employees performing advisory functions went from 8 to 4.
- Regulatory assets under management went from $307,782,769 to $348,161,285 (+13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Elliott Cove Capital Management (CRD 123636): Form ADV filing data as of October 2026.