# Elliot Investment Management, LLC

> Elliot Investment Management, LLC is a state-registered investment advisory firm, registered since 2003, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated June 15, 2026.

- CRD: 128261
- Filed as: ELLIOT INVESTMENT MANAGEMENT, LLC
- Legal name: Elliot Investment Management Limited Liability Company
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Registered in New Jersey
- Filing period: October 2026
- Form ADV filing dated: June 15, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/128261
- AdvisorCensus page: https://advisorcensus.com/firm/elliot-investment-management-llc-128261

## Quick answers

**How is Elliot Investment Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Elliot Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Elliot Investment Management, LLC registered with the SEC or a state?**
Elliot Investment Management, LLC is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 128261.

**How much does Elliot Investment Management, LLC manage?**
Elliot Investment Management, LLC reports $45,697,000 in regulatory assets under management in its Form ADV filing dated June 15, 2026 (100% discretionary).

**What types of clients does Elliot Investment Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12); individuals (other than high net worth individuals) (7).

**Does Elliot Investment Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/128261

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $45,697,000
- Discretionary: $45,697,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 7 | $4,484,000 |
| High net worth individuals | 12 | $41,213,000 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Elliot Investment Management, LLC (CRD 128261): Form ADV filing data as of October 2026.