# Ellington Global Asset Management, LLC

> Ellington Global Asset Management, LLC is an SEC-registered investment advisory firm in Old Greenwich, CT, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 141772
- Filed as: ELLINGTON GLOBAL ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Old Greenwich, CT
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/141772
- AdvisorCensus page: https://advisorcensus.com/firm/ellington-global-asset-management-llc-old-greenwich-ct-141772

## Quick answers

**How is Ellington Global Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Ellington Global Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ellington Global Asset Management, LLC located?**
Ellington Global Asset Management, LLC's principal office is in Old Greenwich, CT, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Ellington Global Asset Management, LLC registered with the SEC or a state?**
Ellington Global Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 141772.

**How much does Ellington Global Asset Management, LLC manage?**
Ellington Global Asset Management, LLC reports $9,180,217,764 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Ellington Global Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Ellington Global Asset Management, LLC: Regulatory assets under management: $5,771,233,897 in the October 2021 data and $9,180,217,764 in the October 2026 data, up 59%. Total employees: 142 in October 2021 and 164 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ellington Global Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: insurance companies (33); pooled investment vehicles (other than investment companies and business development companies) (7); investment companies (3).

**Which custodians does Ellington Global Asset Management, LLC use?**
Ellington Global Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon and U.S. Bank as custodians holding 10% or more of its separately managed account assets.

**Does Ellington Global Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141772

**What changed in Ellington Global Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $6,220,513,558 to $9,180,217,764 (+48%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Custodians (Schedule D, Section 5.K(3))
- Bank of New York Mellon
- U.S. Bank

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $9,180,217,764
- Discretionary: $9,180,217,764
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Investment companies | 3 | $43,567,117 |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $1,783,614,876 |
| Insurance companies | 33 | $7,026,047,849 |
| Other | 1 | $326,987,922 |

### Advisory services (Item 5.G)
- Portfolio management for investment companies (and business development companies)
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2006 (19 years)
- Employees: 164 total, 68 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- [ellington.com](https://ellington.com)
- LinkedIn @ellington-management-group

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $5,771,233,897 | 142 | May 26, 2021 |
| October 2022 | $6,137,812,033 | 173 | March 30, 2022 |
| October 2023 | $3,448,908,422 | 162 | July 20, 2023 |
| October 2024 | $3,251,499,911 | 162 | March 27, 2024 |
| October 2025 | $6,220,513,558 | 160 | March 31, 2025 |
| October 2026 | $9,180,217,764 | 164 | March 30, 2026 |

Regulatory assets under management: $5,771,233,897 in the October 2021 data and $9,180,217,764 in the October 2026 data, up 59%.
Total employees: 142 in October 2021 and 164 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $6,220,513,558 to $9,180,217,764 (+48%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ellington Global Asset Management, LLC (CRD 141772): Form ADV filing data as of October 2026.