{ "crd_number": 141772, "slug": "ellington-global-asset-management-llc-old-greenwich-ct-141772", "primary_business_name": "ELLINGTON GLOBAL ASSET MANAGEMENT, LLC", "legal_name": "ELLINGTON GLOBAL ASSET MANAGEMENT, LLC", "dbas": [], "city": "Old Greenwich", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2006-10-05", "years_registered": 19, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 9180217764.0, "raum_discretionary": 9180217764.0, "raum_non_discretionary": 0.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 164, "advisory_employees": 68, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": 326987922.0, "count": 1, "description": "EDUCATIONAL INSTITUTION", "fewer_than_5": true }, "insurance_companies": { "raum": 7026047849.0, "count": 33 }, "investment_companies": { "raum": 43567117.0, "count": 3 }, "pooled_investment_vehicles": { "raum": 1783614876.0, "count": 7 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT" ], "websites": [ "https://ellington.com", "https://linkedin.com/company/ellington-management-group" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141772", "city_as_filed": "OLD GREENWICH", "url": "https://advisorcensus.com/firm/ellington-global-asset-management-llc-old-greenwich-ct-141772", "display_name": "Ellington Global Asset Management, LLC", "summary": "Ellington Global Asset Management, LLC is an SEC-registered investment advisory firm in Old Greenwich, CT, registered since 2006, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Ellington Global Asset Management, LLC (CRD 141772): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Ellington Global Asset Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Ellington Global Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Ellington Global Asset Management, LLC located?", "a": "Ellington Global Asset Management, LLC's principal office is in Old Greenwich, CT, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Ellington Global Asset Management, LLC registered with the SEC or a state?", "a": "Ellington Global Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2006. Status as filed: Approved. CRD 141772." }, { "q": "How much does Ellington Global Asset Management, LLC manage?", "a": "Ellington Global Asset Management, LLC reports $9,180,217,764 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary)." }, { "q": "How have Ellington Global Asset Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Ellington Global Asset Management, LLC: Regulatory assets under management: $5,771,233,897 in the October 2021 data and $9,180,217,764 in the October 2026 data, up 59%. Total employees: 142 in October 2021 and 164 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Ellington Global Asset Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: insurance companies (33); pooled investment vehicles (other than investment companies and business development companies) (7); investment companies (3)." }, { "q": "Which custodians does Ellington Global Asset Management, LLC use?", "a": "Ellington Global Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Bank of New York Mellon and U.S. Bank as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Ellington Global Asset Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/141772" }, { "q": "What changed in Ellington Global Asset Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $6,220,513,558 to $9,180,217,764 (+48%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 5771233897.0, "total_employees": 142, "filing_date": "2021-05-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 6137812033.0, "total_employees": 173, "filing_date": "2022-03-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 3448908422.0, "total_employees": 162, "filing_date": "2023-07-20" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3251499911.0, "total_employees": 162, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 6220513558.0, "total_employees": 160, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 9180217764.0, "total_employees": 164, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $6,220,513,558 to $9,180,217,764 (+48%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Bank of New York Mellon", "name_as_filed": "BANK OF NEW YORK MELLON", "affiliated": false }, { "name": "U.S. Bank", "name_as_filed": "U.S. BANK", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/ellington-global-asset-management-llc-old-greenwich-ct-141772.md", "clients": [ { "type": "investment_companies", "label": "Investment companies", "count": 3, "fewer_than_5": false, "raum": 43567117.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 1783614876.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 33, "fewer_than_5": false, "raum": 7026047849.0 }, { "type": "other", "label": "Other", "count": 1, "fewer_than_5": true, "raum": 326987922.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/141772", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }