# Ellevest

> Ellevest is an SEC-registered investment advisory firm in New York, NY, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 17, 2026.

- CRD: 175476
- Filed as: ELLEVEST
- Legal name: Ellevest, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: July 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/175476
- AdvisorCensus page: https://advisorcensus.com/firm/ellevest-new-york-ny-175476

## Quick answers

**How is Ellevest compensated?**
On its Form ADV (Item 5.E, October 2026), Ellevest reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Ellevest located?**
Ellevest's principal office is in New York, NY, according to its Form ADV.

**Is Ellevest registered with the SEC or a state?**
Ellevest is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 175476.

**How much does Ellevest manage?**
Ellevest reports $1,131,232,881 in regulatory assets under management in its Form ADV filing dated July 17, 2026 (100% discretionary).

**How have Ellevest's assets and staff changed since 2021?**
In the Form ADV data for Ellevest: Regulatory assets under management: $1,005,597,453 in the October 2021 data and $1,131,232,881 in the October 2026 data, up 12%. Total employees: 93 in October 2021 and 19 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Ellevest serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (371); individuals (other than high net worth individuals) (100).

**Which custodians does Ellevest use?**
Ellevest's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ellevest report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/175476

**What changed in Ellevest's recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in SC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,131,232,881
- Discretionary: $1,131,232,881
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 100 | $93,447,445 |
| High net worth individuals | 371 | $1,006,822,212 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $1,778,477 |
| Charitable organizations | Fewer than 5 | $22,180,479 |
| Corporations or other businesses not listed above | Fewer than 5 | $7,004,268 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2015 (11 years)
- Employees: 19 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, DC, FL, GA, IL, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NY, OH, OR, PA, SC, TX, UT, VA, VT, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ellevest.com
- Facebook @ELLEVESTING
- Instagram @ELLEVEST
- LinkedIn @ellevest
- Pinterest @ELLEVEST
- TikTok @ELLEVEST
- X @ELLEVEST

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,005,597,453 | 93 | March 29, 2021 |
| October 2022 | $1,434,750,897 | 119 | September 30, 2022 |
| October 2023 | $1,617,711,600 | 108 | March 30, 2023 |
| October 2024 | $2,112,640,438 | 106 | June 28, 2024 |
| October 2025 | $2,128,783,447 | 59 | March 31, 2025 |
| October 2026 | $1,131,232,881 | 19 | July 17, 2026 |

Regulatory assets under management: $1,005,597,453 in the October 2021 data and $1,131,232,881 in the October 2026 data, up 12%.
Total employees: 93 in October 2021 and 19 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in SC.

### April 2026
- Regulatory assets under management went from $1,012,582,923 to $1,131,232,881 (+12%).
- Updated its list of owners and control persons (Schedule A).

### January 2026
- No longer registered or notice-filed in AK, AL, AR, CT, DE, HI, IA, ID, IN, KS, KY, LA, MS, MT, ND, NE, NM, NV, OK, PR, RI, SC, SD, TN, WV, WY.

### December 2025
- Employees performing advisory functions went from 27 to 13.
- Regulatory assets under management went from $2,128,783,447 to $1,012,582,923 (-52%).

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ellevest (CRD 175476): Form ADV filing data as of October 2026.