# Elizabeth Park Capital Management, Ltd

> Elizabeth Park Capital Management, Ltd is an SEC-registered investment advisory firm in Pepper Pike, OH, registered since 2014, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 158416
- Filed as: ELIZABETH PARK CAPITAL MANAGEMENT, LTD
- Legal name: Elizabeth Park Capital Advisors, Ltd
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Pepper Pike, OH
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158416
- AdvisorCensus page: https://advisorcensus.com/firm/elizabeth-park-capital-management-ltd-pepper-pike-oh-158416

## Quick answers

**How is Elizabeth Park Capital Management, Ltd compensated?**
On its Form ADV (Item 5.E, October 2026), Elizabeth Park Capital Management, Ltd reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Elizabeth Park Capital Management, Ltd located?**
Elizabeth Park Capital Management, Ltd's principal office is in Pepper Pike, OH, according to its Form ADV.

**Is Elizabeth Park Capital Management, Ltd registered with the SEC or a state?**
Elizabeth Park Capital Management, Ltd is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 158416.

**How much does Elizabeth Park Capital Management, Ltd manage?**
Elizabeth Park Capital Management, Ltd reports $393,949,323 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have Elizabeth Park Capital Management, Ltd's assets and staff changed since 2021?**
In the Form ADV data for Elizabeth Park Capital Management, Ltd: Regulatory assets under management: $305,319,180 in the October 2021 data and $393,949,323 in the October 2026 data, up 29%. Total employees: 7 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Elizabeth Park Capital Management, Ltd serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7).

**Does Elizabeth Park Capital Management, Ltd report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158416

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $393,949,323
- Discretionary: $393,949,323
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $393,949,323 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2014 (12 years)
- Employees: 10 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [elizabethparkcm.com](https://elizabethparkcm.com)
- [missiondrivenbankfund.org](https://missiondrivenbankfund.org)
- LinkedIn @elizabeth-park-capital-management

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $305,319,180 | 7 | March 31, 2021 |
| October 2022 | $398,449,374 | 7 | March 31, 2022 |
| October 2023 | $347,583,666 | 9 | March 31, 2023 |
| October 2024 | $341,321,695 | 10 | March 29, 2024 |
| October 2025 | $373,941,296 | 10 | March 31, 2025 |
| October 2026 | $393,949,323 | 10 | March 30, 2026 |

Regulatory assets under management: $305,319,180 in the October 2021 data and $393,949,323 in the October 2026 data, up 29%.
Total employees: 7 in October 2021 and 10 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Elizabeth Park Capital Management, Ltd (CRD 158416): Form ADV filing data as of October 2026.
