# Element Wealth, LLC

> Element Wealth, LLC is an SEC-registered investment advisory firm in Ridgeland, MS, registered since 2003, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 114968
- Filed as: ELEMENT WEALTH, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ridgeland, MS
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/114968
- AdvisorCensus page: https://advisorcensus.com/firm/element-wealth-llc-ridgeland-ms-114968

## Quick answers

**How is Element Wealth, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Element Wealth, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); commissions.

**Where is Element Wealth, LLC located?**
Element Wealth, LLC's principal office is in Ridgeland, MS, according to its Form ADV.

**Is Element Wealth, LLC registered with the SEC or a state?**
Element Wealth, LLC is an SEC-registered investment advisory firm, registered since 2003. Status as filed: Approved. CRD 114968.

**How much does Element Wealth, LLC manage?**
Element Wealth, LLC reports $743,663,309 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (70% discretionary).

**How have Element Wealth, LLC's assets and staff changed since 2021?**
In the Form ADV data for Element Wealth, LLC: Regulatory assets under management: $318,690,679 in the October 2021 data and $743,663,309 in the October 2026 data, up 133%. Total employees: 8 in October 2021 and 15 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Element Wealth, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (530); high net worth individuals (122); pension and profit sharing plans (but not the plan participants or government pension plans) (76).

**Which custodians does Element Wealth, LLC use?**
Element Wealth, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC and Raymond James & Associates, Inc. as custodians holding 10% or more of its separately managed account assets.

**Does Element Wealth, LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114968

**Does Element Wealth, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "In general, we require a minimum investment of $250,000 for individual accounts. At our discretion, we may waive this minimum account size."

**What changed in Element Wealth, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 7 to 9. Regulatory assets under management went from $641,942,995 to $743,663,309 (+16%). Registered or notice-filed in GA, NJ.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Account minimum: $250,000 (the brochure says it may be waived or negotiated)

> In general, we require a minimum investment of $250,000 for individual accounts. At our discretion, we may waive this minimum account size.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Fidelity Brokerage Services LLC
- Raymond James & Associates, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $743,663,309
- Discretionary: $524,069,532
- Non-discretionary: $219,593,777

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 530 | $184,713,775 |
| High net worth individuals | 122 | $347,056,219 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 76 | $187,613,378 |
| Charitable organizations | 3 | $11,081,100 |
| Other investment advisers | 8 | $5,822,182 |
| Insurance companies | 1 | $4,078,756 |
| Corporations or other businesses not listed above | 3 | $3,297,899 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Other

### Firm details
- Registered since: 2003 (23 years)
- Employees: 15 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, GA, LA, MS, NC, NJ, TN, TX
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/114968

### Websites listed on Form ADV (Item 1.I)
- myelementwealth.com
- Facebook @MyElementWealth
- LinkedIn @my-element-wealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $318,690,679 | 8 | March 26, 2021 |
| October 2022 | $419,060,386 | 11 | March 23, 2022 |
| October 2023 | $449,639,034 | 11 | September 14, 2023 |
| October 2024 | $549,792,235 | 11 | March 28, 2024 |
| October 2025 | $641,942,995 | 14 | May 14, 2025 |
| October 2026 | $743,663,309 | 15 | March 23, 2026 |

Regulatory assets under management: $318,690,679 in the October 2021 data and $743,663,309 in the October 2026 data, up 133%.
Total employees: 8 in October 2021 and 15 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 7 to 9.
- Regulatory assets under management went from $641,942,995 to $743,663,309 (+16%).
- Registered or notice-filed in GA, NJ.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Element Wealth, LLC (CRD 114968): Form ADV filing data as of October 2026.