# Egsi Investment Management

> Egsi Investment Management is an SEC-registered investment advisory firm in Dublin, OH, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 30, 2026.

- CRD: 171488
- Filed as: EGSI INVESTMENT MANAGEMENT
- Legal name: Egsi Investment Management, Inc.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Dublin, OH
- Filing period: October 2026
- Form ADV filing dated: July 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/171488
- AdvisorCensus page: https://advisorcensus.com/firm/egsi-investment-management-dublin-oh-171488

## Quick answers

**How is Egsi Investment Management compensated?**
On its Form ADV (Item 5.E, October 2026), Egsi Investment Management reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Egsi Investment Management located?**
Egsi Investment Management's principal office is in Dublin, OH, according to its Form ADV.

**Is Egsi Investment Management registered with the SEC or a state?**
Egsi Investment Management is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 171488.

**How much does Egsi Investment Management manage?**
Egsi Investment Management reports $144,660,922 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (71% discretionary).

**What types of clients does Egsi Investment Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (230); pension and profit sharing plans (but not the plan participants or government pension plans) (29); high net worth individuals (16).

**Which custodians does Egsi Investment Management use?**
Egsi Investment Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Egsi Investment Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171488

**Does Egsi Investment Management state an account minimum?**
Its Form ADV Part 2A brochure dated July 30, 2026 says: "As a condition for starting and maintaining an investment management relationship, EGSI imposes a minimum portfolio value of $50,000." "EGSI may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria, including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre -existing client, account retention, and pro bono activities."

**What changed in Egsi Investment Management's recent Form ADV filings?**
In the August 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 30, 2026)

- Account minimum: $50,000 (the brochure says it may be waived or negotiated)

> As a condition for starting and maintaining an investment management relationship, EGSI imposes a minimum portfolio value of $50,000.

> EGSI may, in its sole discretion, accept clients with smaller portfolios based upon certain criteria, including anticipated future earning capacity, anticipated future additional assets, dollar amount of assets to be managed, related accounts, account composition, pre -existing client, account retention, and pro bono activities.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $144,660,922
- Discretionary: $102,087,373
- Non-discretionary: $42,573,549

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 230 | $66,861,766 |
| High net worth individuals | 16 | $34,656,442 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 29 | $42,573,549 |
| Charitable organizations | 2 | $377,280 |
| State or municipal government entities (including government pension plans) | 1 | $191,885 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [egsifinancial.com](https://egsifinancial.com)
- [theretirementtrainer.com](https://theretirementtrainer.com)
- Facebook @EGSI.Financial
- LinkedIn @egsi-financial

## Changes in the filing (last 12 months)

### August 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Egsi Investment Management (CRD 171488): Form ADV filing data as of October 2026.