# EGI Financial, Inc.

> EGI Financial, Inc. is an SEC-registered investment advisory firm in Akron, OH, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 13, 2026.

- CRD: 120607
- Filed as: EGI FINANCIAL, INC.
- Also doing business as: AMERICAN HERITAGE FINANCIAL, SARA GIBBS WEALTH MANAGEMENT, TEAM 3GEN
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Akron, OH
- Filing period: October 2026
- Form ADV filing dated: February 13, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/120607
- AdvisorCensus page: https://advisorcensus.com/firm/egi-financial-inc-akron-oh-120607

## Quick answers

**How is EGI Financial, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), EGI Financial, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does EGI Financial, Inc. charge?**
Its Form ADV Part 2A brochure dated February 13, 2026 states: Hourly rate: $250 an hour (Financial Planning, Portfolio Review (of outside assets), Insurance Review…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is EGI Financial, Inc. located?**
EGI Financial, Inc.'s principal office is in Akron, OH, according to its Form ADV; the March 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is EGI Financial, Inc. registered with the SEC or a state?**
EGI Financial, Inc. is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 120607.

**How much does EGI Financial, Inc. manage?**
EGI Financial, Inc. reports $348,658,870 in regulatory assets under management in its Form ADV filing dated February 13, 2026 (96% discretionary).

**How have EGI Financial, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for EGI Financial, Inc.: Regulatory assets under management: $174,785,474 in the October 2021 data and $348,658,870 in the October 2026 data, up 99%. Total employees: 8 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does EGI Financial, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (224); high net worth individuals (68).

**Which custodians does EGI Financial, Inc. use?**
EGI Financial, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Wells Fargo Clearing Services, LLC as custodians holding 10% or more of its separately managed account assets.

**Does EGI Financial, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/120607

**What changed in EGI Financial, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $299,271,253 to $348,658,870 (+17%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated February 13, 2026)

- Hourly rate: $250 an hour (Financial Planning, Portfolio Review (of outside assets), Insurance Review…)

> Such services may be billed at an hourly rate, not to exceed $250 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Wells Fargo Clearing Services, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $348,658,870
- Discretionary: $333,714,404
- Non-discretionary: $14,944,466

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 224 | $156,283,378 |
| High net worth individuals | 68 | $192,375,492 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2018 (8 years)
- Employees: 8 total, 8 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA, OH
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the March 2026 filing
- Akron, OH

### Websites listed on Form ADV (Item 1.I)
- 3genwealthmanagement.com
- egifinancial.com
- saragibbswealthmanagement.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $174,785,474 | 8 | February 17, 2021 |
| October 2022 | $221,165,213 | 8 | March 15, 2022 |
| October 2023 | $205,475,484 | 8 | February 24, 2023 |
| October 2024 | $288,459,978 | 8 | February 29, 2024 |
| October 2025 | $299,271,253 | 8 | March 26, 2025 |
| October 2026 | $348,658,870 | 8 | February 13, 2026 |

Regulatory assets under management: $174,785,474 in the October 2021 data and $348,658,870 in the October 2026 data, up 99%.
Total employees: 8 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $299,271,253 to $348,658,870 (+17%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. EGI Financial, Inc. (CRD 120607): Form ADV filing data as of October 2026.