# EFM Investments & Advisory LLC

> EFM Investments & Advisory LLC is an SEC-registered investment advisory firm in Portland, OR, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 339744
- Filed as: EFM INVESTMENTS & ADVISORY LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Portland, OR
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/339744
- AdvisorCensus page: https://advisorcensus.com/firm/efm-investments-and-advisory-llc-portland-or-339744

## Quick answers

**How is EFM Investments & Advisory LLC compensated?**
On its Form ADV (Item 5.E, October 2026), EFM Investments & Advisory LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is EFM Investments & Advisory LLC located?**
EFM Investments & Advisory LLC's principal office is in Portland, OR, according to its Form ADV.

**Is EFM Investments & Advisory LLC registered with the SEC or a state?**
EFM Investments & Advisory LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 339744.

**How much does EFM Investments & Advisory LLC manage?**
EFM Investments & Advisory LLC reports $680,035,856 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (35% discretionary).

**What types of clients does EFM Investments & Advisory LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7); other (2).

**Does EFM Investments & Advisory LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/339744

**What changed in EFM Investments & Advisory LLC's recent Form ADV filings?**
In the February 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $680,035,856
- Discretionary: $235,360,879
- Non-discretionary: $444,674,977

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $598,772,893 |
| Other | 2 | $81,262,963 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2026 (0 years)
- Employees: 13 total, 5 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NV, OR, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- efmi.com
- efmi.junipersquare.com/login
- LinkedIn @efminvest

## Changes in the filing (last 12 months)

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. EFM Investments & Advisory LLC (CRD 339744): Form ADV filing data as of October 2026.