# EFG Private Wealth Management (americas) Corp.

> EFG Private Wealth Management (americas) Corp. is an SEC-registered investment advisory firm in Miami, FL, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 158905
- Filed as: EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Miami, FL
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/158905
- AdvisorCensus page: https://advisorcensus.com/firm/efg-private-wealth-management-americas-corp-miami-fl-158905

## Quick answers

**How is EFG Private Wealth Management (americas) Corp. compensated?**
On its Form ADV (Item 5.E, October 2026), EFG Private Wealth Management (americas) Corp. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is EFG Private Wealth Management (americas) Corp. located?**
EFG Private Wealth Management (americas) Corp.'s principal office is in Miami, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is EFG Private Wealth Management (americas) Corp. registered with the SEC or a state?**
EFG Private Wealth Management (americas) Corp. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158905.

**How much does EFG Private Wealth Management (americas) Corp. manage?**
EFG Private Wealth Management (americas) Corp. reports $2,301,686,106 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (85% discretionary).

**How have EFG Private Wealth Management (americas) Corp.'s assets and staff changed since 2021?**
In the Form ADV data for EFG Private Wealth Management (americas) Corp.: Regulatory assets under management: $1,723,140,742 in the October 2021 data and $2,301,686,106 in the October 2026 data, up 34%. Total employees: 18 in October 2021 and 56 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does EFG Private Wealth Management (americas) Corp. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (205); corporations or other businesses not listed above (170); individuals (other than high net worth individuals) (103).

**Which custodians does EFG Private Wealth Management (americas) Corp. use?**
EFG Private Wealth Management (americas) Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists EFG Bank & Trust (bahamas) Ltd. (affiliated with the firm), EFG Bank AG (affiliated with the firm) and Pershing LLC as custodians holding 10% or more of its separately managed account assets.

**Does EFG Private Wealth Management (americas) Corp. report any disciplinary disclosures?**
Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158905

**What changed in EFG Private Wealth Management (americas) Corp.'s recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 21 to 25. Regulatory assets under management went from $1,915,401,213 to $2,301,686,106 (+20%). Added an office in Miami, FL. Registered or notice-filed in TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- EFG Bank & Trust (bahamas) Ltd. (affiliated with the firm)
- EFG Bank AG (affiliated with the firm)
- Pershing LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $2,301,686,106
- Discretionary: $1,947,593,298
- Non-discretionary: $354,092,808

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 103 | $77,631,310 |
| High net worth individuals | 205 | $735,493,107 |
| Banking or thrift institutions | Fewer than 5 | $371,451,549 |
| Charitable organizations | Fewer than 5 | $9,776,427 |
| Corporations or other businesses not listed above | 170 | $1,105,793,332 |
| Other | 1 | $1,540,381 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2011 (14 years)
- Employees: 56 total, 25 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, DE, FL, IL, NY, TX
- Disclosures (Item 11): Reports 4 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(1): Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.C(5): Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158905

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Miami, FL

### Websites listed on Form ADV (Item 1.I)
- efginternational.com/us.html

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,723,140,742 | 18 | June 22, 2021 |
| October 2022 | $1,910,262,803 | 9 | August 19, 2022 |
| October 2023 | $1,456,793,850 | 11 | July 11, 2023 |
| October 2024 | $1,511,886,708 | 11 | August 20, 2024 |
| October 2025 | $1,915,401,213 | 44 | March 31, 2025 |
| October 2026 | $2,301,686,106 | 56 | March 31, 2026 |

Regulatory assets under management: $1,723,140,742 in the October 2021 data and $2,301,686,106 in the October 2026 data, up 34%.
Total employees: 18 in October 2021 and 56 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 21 to 25.
- Regulatory assets under management went from $1,915,401,213 to $2,301,686,106 (+20%).
- Added an office in Miami, FL.
- Registered or notice-filed in TX.

### January 2026
- Changed its legal name from EFG Asset Management (americas) Corp. to EFG Private Wealth Management (americas) Corp..

### November 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. EFG Private Wealth Management (americas) Corp. (CRD 158905): Form ADV filing data as of October 2026.