{
  "crd_number": 158905,
  "slug": "efg-private-wealth-management-americas-corp-miami-fl-158905",
  "primary_business_name": "EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.",
  "legal_name": "EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.",
  "dbas": [],
  "city": "Miami",
  "state": "FL",
  "country": "United States",
  "cbsa_code": "33100",
  "metro": {
    "cbsa_code": "33100",
    "common_name": "Miami",
    "msa_name": "Miami-Fort Lauderdale-West Palm Beach, FL",
    "path": "/advisors/fl/miami"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2011-10-03",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 2301686106.0,
  "raum_discretionary": 1947593298.0,
  "raum_non_discretionary": 354092808.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 56,
  "advisory_employees": 25,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 1540381.0,
      "count": 1,
      "description": "HOLDING COMPANY, FOUNDATION",
      "fewer_than_5": true
    },
    "charitable": {
      "raum": 9776427.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 77631310.0,
      "count": 103
    },
    "banking_thrift": {
      "raum": 371451549.0,
      "count": null,
      "fewer_than_5": true
    },
    "high_net_worth_individuals": {
      "raum": 735493107.0,
      "count": 205
    },
    "corporations_other_businesses": {
      "raum": 1105793332.0,
      "count": 170
    }
  },
  "compensation_types": [
    "fixed",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 4,
  "states_registered": [
    "CA",
    "DE",
    "FL",
    "IL",
    "NY",
    "TX"
  ],
  "websites": [
    "https://efginternational.com/us.html"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158905",
  "disclosure_items": [
    {
      "item": "11.C(1)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate made a false statement or omission?"
    },
    {
      "item": "11.C(2)",
      "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?"
    },
    {
      "item": "11.C(4)",
      "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?"
    },
    {
      "item": "11.C(5)",
      "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?"
    }
  ],
  "city_as_filed": "MIAMI",
  "url": "https://advisorcensus.com/firm/efg-private-wealth-management-americas-corp-miami-fl-158905",
  "display_name": "EFG Private Wealth Management (Americas) Corp.",
  "summary": "EFG Private Wealth Management (Americas) Corp. is an SEC-registered investment advisory firm in Miami, FL, registered since 2011, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. EFG Private Wealth Management (Americas) Corp. (CRD 158905): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is EFG Private Wealth Management (Americas) Corp. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), EFG Private Wealth Management (Americas) Corp. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is EFG Private Wealth Management (Americas) Corp. located?",
      "a": "EFG Private Wealth Management (Americas) Corp.'s principal office is in Miami, FL, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is EFG Private Wealth Management (Americas) Corp. registered with the SEC or a state?",
      "a": "EFG Private Wealth Management (Americas) Corp. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 158905."
    },
    {
      "q": "How much does EFG Private Wealth Management (Americas) Corp. manage?",
      "a": "EFG Private Wealth Management (Americas) Corp. reports $2,301,686,106 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (85% discretionary)."
    },
    {
      "q": "How have EFG Private Wealth Management (Americas) Corp.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for EFG Private Wealth Management (Americas) Corp.: Regulatory assets under management: $1,723,140,742 in the October 2021 data and $2,301,686,106 in the October 2026 data, up 34%. Total employees: 18 in October 2021 and 56 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does EFG Private Wealth Management (Americas) Corp. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (205); corporations or other businesses not listed above (170); individuals (other than high net worth individuals) (103)."
    },
    {
      "q": "Which custodians does EFG Private Wealth Management (Americas) Corp. use?",
      "a": "EFG Private Wealth Management (Americas) Corp.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists EFG Bank & Trust (Bahamas) Ltd. (affiliated with the firm), EFG Bank AG (affiliated with the firm) and Pershing LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does EFG Private Wealth Management (Americas) Corp. report any disciplinary disclosures?",
      "a": "Reports 4 disclosure items on Form ADV Item 11: yes answers to 11.C(1) (SEC or CFTC finding of a false statement or omission), 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158905"
    },
    {
      "q": "What changed in EFG Private Wealth Management (Americas) Corp.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 21 to 25. Regulatory assets under management went from $1,915,401,213 to $2,301,686,106 (+20%). Added an office in Miami, FL. Registered or notice-filed in TX."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1723140742.0,
      "total_employees": 18,
      "filing_date": "2021-06-22"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1910262803.0,
      "total_employees": 9,
      "filing_date": "2022-08-19"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1456793850.0,
      "total_employees": 11,
      "filing_date": "2023-07-11"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1511886708.0,
      "total_employees": 11,
      "filing_date": "2024-08-20"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1915401213.0,
      "total_employees": 44,
      "filing_date": "2025-03-31"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2301686106.0,
      "total_employees": 56,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 21 to 25.",
        "Regulatory assets under management went from $1,915,401,213 to $2,301,686,106 (+20%).",
        "Added an office in Miami, FL.",
        "Registered or notice-filed in TX."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Changed its legal name from EFG Asset Management (Americas) Corp. to EFG Private Wealth Management (Americas) Corp.."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    }
  ],
  "fees_from_brochure": null,
  "custodians": [
    {
      "name": "EFG Bank & Trust (Bahamas) Ltd.",
      "name_as_filed": "EFG BANK & TRUST (BAHAMAS) LTD.",
      "affiliated": true
    },
    {
      "name": "EFG Bank AG",
      "name_as_filed": "EFG BANK AG",
      "affiliated": true
    },
    {
      "name": "Pershing LLC",
      "name_as_filed": "PERSHING LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/efg-private-wealth-management-americas-corp-miami-fl-158905.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 103,
      "fewer_than_5": false,
      "raum": 77631310.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 205,
      "fewer_than_5": false,
      "raum": 735493107.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": null,
      "fewer_than_5": true,
      "raum": 371451549.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 9776427.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 170,
      "fewer_than_5": false,
      "raum": 1105793332.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 1,
      "fewer_than_5": true,
      "raum": 1540381.0
    }
  ],
  "disclosure_line": "Reports 4 disclosure items on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158905",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}