# EFG Asset Management (north America) Corp > EFG Asset Management (north America) Corp is an SEC-registered investment advisory firm in Portland, OR, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026. - CRD: 313103 - Filed as: EFG ASSET MANAGEMENT (NORTH AMERICA) CORP - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Portland, OR - Filing period: October 2026 - Form ADV filing dated: March 31, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/313103 - AdvisorCensus page: https://advisorcensus.com/firm/efg-asset-management-north-america-corp-portland-or-313103 ## Quick answers **How is EFG Asset Management (north America) Corp compensated?** On its Form ADV (Item 5.E, October 2026), EFG Asset Management (north America) Corp reports these compensation arrangements: a percentage of assets under its management. **Where is EFG Asset Management (north America) Corp located?** EFG Asset Management (north America) Corp's principal office is in Portland, OR, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F). **Is EFG Asset Management (north America) Corp registered with the SEC or a state?** EFG Asset Management (north America) Corp is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 313103. **How much does EFG Asset Management (north America) Corp manage?** EFG Asset Management (north America) Corp reports $808,927,493 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary). **How have EFG Asset Management (north America) Corp's assets and staff changed since 2021?** In the Form ADV data for EFG Asset Management (north America) Corp: Regulatory assets under management: $773,412,280 in the October 2021 data and $808,927,493 in the October 2026 data, up 5%. Total employees: 7 in October 2021 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does EFG Asset Management (north America) Corp serve?** By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (3); other investment advisers (1). **Which custodians does EFG Asset Management (north America) Corp use?** EFG Asset Management (north America) Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Pershing LLC as a custodian holding 10% or more of its separately managed account assets. **Does EFG Asset Management (north America) Corp report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/313103 **What changed in EFG Asset Management (north America) Corp's recent Form ADV filings?** In the April 2026 filing data: Added an office in Oakland, CA. Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Custodians (Schedule D, Section 5.K(3)) - Pershing LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $808,927,493 - Discretionary: $806,060,035 - Non-discretionary: $2,867,458 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | Not reported | $0 | | High net worth individuals | Not reported | $0 | | Banking or thrift institutions | Not reported | $0 | | Investment companies | Not reported | $0 | | Business development companies | Not reported | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 3 | $806,060,035 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 | | Charitable organizations | Not reported | $0 | | State or municipal government entities (including government pension plans) | Not reported | $0 | | Other investment advisers | 1 | $2,867,458 | | Insurance companies | Not reported | $0 | | Sovereign wealth funds and foreign official institutions | Not reported | $0 | | Corporations or other businesses not listed above | Not reported | $0 | | Other | Not reported | $0 | ### Advisory services (Item 5.G) - Portfolio management for pooled investment vehicles (other than investment companies) - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 2021 (5 years) - Employees: 5 total, 4 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: OR - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the April 2026 filing - Oakland, CA ### Websites listed on Form ADV (Item 1.I) - newcapital.com - LinkedIn @new-capital ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $773,412,280 | 7 | July 9, 2021 | | October 2022 | $811,696,437 | 7 | March 29, 2022 | | October 2023 | $444,164,688 | 9 | March 31, 2023 | | October 2024 | $533,049,638 | 8 | March 28, 2024 | | October 2025 | $743,768,499 | 7 | March 27, 2025 | | October 2026 | $808,927,493 | 5 | March 31, 2026 | Regulatory assets under management: $773,412,280 in the October 2021 data and $808,927,493 in the October 2026 data, up 5%. Total employees: 7 in October 2021 and 5 in October 2026. ## Changes in the filing (last 12 months) ### April 2026 - Added an office in Oakland, CA. - Updated its list of owners and control persons (Schedule A). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. EFG Asset Management (north America) Corp (CRD 313103): Form ADV filing data as of October 2026.