# Edgerock Wealth Management

> Edgerock Wealth Management is an SEC-registered investment advisory firm in Denver, CO, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.

- CRD: 312325
- Filed as: EDGEROCK WEALTH MANAGEMENT
- Legal name: Edgerock Capital LLC
- Also doing business as: EDGEROCK WEALTH MANAGEMENT
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Denver, CO
- Filing period: October 2026
- Form ADV filing dated: June 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/312325
- AdvisorCensus page: https://advisorcensus.com/firm/edgerock-wealth-management-denver-co-312325

## Quick answers

**How is Edgerock Wealth Management compensated?**
On its Form ADV (Item 5.E, October 2026), Edgerock Wealth Management reports these compensation arrangements: a percentage of assets under its management.

**What does Edgerock Wealth Management's brochure say about its fees?**
Its Form ADV Part 2A brochure dated June 24, 2026 states: Up to $499,999.99: 1.5% a year; $500,000 to $999,999.99: 1.35% a year; $1,000,000 to $2,999,999.99: 1.2% a year; Above $3,000,000: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Edgerock Wealth Management located?**
Edgerock Wealth Management's principal office is in Denver, CO, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Edgerock Wealth Management registered with the SEC or a state?**
Edgerock Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312325.

**How much does Edgerock Wealth Management manage?**
Edgerock Wealth Management reports $578,894,175 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary).

**How have Edgerock Wealth Management's assets and staff changed since 2021?**
In the Form ADV data for Edgerock Wealth Management: Regulatory assets under management: $168,767,421 in the October 2021 data and $578,894,175 in the October 2026 data, up 243%. Total employees: 11 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Edgerock Wealth Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (408); high net worth individuals (156); corporations or other businesses not listed above (11).

**Which custodians does Edgerock Wealth Management use?**
Edgerock Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Edgerock Wealth Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312325

**Does Edgerock Wealth Management state an account minimum?**
Its Form ADV Part 2A brochure dated June 24, 2026 says: "EdgeRock provides investment advisory services to individuals, high net worth individuals, 401(k) plans, corporations and charitable organizations. EdgeRock has a minimum account size of $80,000 but is subject to management’s discretion."

**What changed in Edgerock Wealth Management's recent Form ADV filings?**
In the May 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated June 24, 2026)

- Up to $499,999.99: 1.5% a year
- $500,000 to $999,999.99: 1.35% a year
- $1,000,000 to $2,999,999.99: 1.2% a year
- Above $3,000,000: 1% a year

> Our standard annual fee, based on a percentage of your assets under our management, follows the table below: Less than $500,000.00 1.50% From $500,000.00 to $999,999.99 1.35% From $1,000,000.00 to $2,999,999.99 1.20% $3,000,000.00 or Above 1.00%

- Account minimum: $80,000 (the brochure says it may be waived or negotiated)

> EdgeRock provides investment advisory services to individuals, high net worth individuals, 401(k) plans, corporations and charitable organizations. EdgeRock has a minimum account size of $80,000 but is subject to management’s discretion.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $578,894,175
- Discretionary: $578,894,175
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 408 | $163,185,608 |
| High net worth individuals | 156 | $399,539,325 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 11 | $16,169,242 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 20 total, 13 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, FL, KS, LA, MO, NE, NH, OR, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the July 2026 filing
- Grand Junction, CO

### Websites listed on Form ADV (Item 1.I)
- edgerockwealth.com
- Facebook @edgerockwealth
- Instagram @edgerockwealth
- LinkedIn @edgerock-wealth-management
- X @edgerockwealth
- YouTube @UCwPP-gPzYI5B25VdgWq-MBA

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $168,767,421 | 11 | September 21, 2021 |
| October 2022 | $231,151,051 | 11 | May 31, 2022 |
| October 2023 | $252,895,716 | 15 | September 18, 2023 |
| October 2024 | $325,099,616 | 15 | August 15, 2024 |
| October 2025 | $470,476,415 | 17 | June 4, 2025 |
| October 2026 | $578,894,175 | 20 | June 24, 2026 |

Regulatory assets under management: $168,767,421 in the October 2021 data and $578,894,175 in the October 2026 data, up 243%.
Total employees: 11 in October 2021 and 20 in October 2026.

## Changes in the filing (last 12 months)

### May 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Employees performing advisory functions went from 9 to 13.
- Regulatory assets under management went from $470,476,415 to $578,894,175 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Edgerock Wealth Management (CRD 312325): Form ADV filing data as of October 2026.