{
  "crd_number": 312325,
  "slug": "edgerock-wealth-management-denver-co-312325",
  "primary_business_name": "EDGEROCK WEALTH MANAGEMENT",
  "legal_name": "EDGEROCK CAPITAL LLC",
  "dbas": [
    "EDGEROCK WEALTH MANAGEMENT"
  ],
  "city": "Denver",
  "state": "CO",
  "country": "United States",
  "cbsa_code": "19740",
  "metro": {
    "cbsa_code": "19740",
    "common_name": "Denver",
    "msa_name": "Denver-Aurora-Centennial, CO",
    "path": "/advisors/co/denver"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-05-27",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-06-24",
  "carried_forward": false,
  "raum_total": 578894175.0,
  "raum_discretionary": 578894175.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "500m_1b",
  "raum_band_label": "$500 million to $1 billion",
  "total_employees": 20,
  "advisory_employees": 13,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": null,
      "count": 0
    },
    "charitable": {
      "raum": null,
      "count": 0
    },
    "individuals": {
      "raum": 163185608.0,
      "count": 408
    },
    "banking_thrift": {
      "raum": null,
      "count": 0
    },
    "state_municipal": {
      "raum": null,
      "count": 0
    },
    "insurance_companies": {
      "raum": null,
      "count": 0
    },
    "investment_companies": {
      "raum": null,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": null,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": null,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 399539325.0,
      "count": 156
    },
    "pooled_investment_vehicles": {
      "raum": null,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 16169242.0,
      "count": 11
    },
    "business_development_companies": {
      "raum": null,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": null,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "FL",
    "KS",
    "LA",
    "MO",
    "NE",
    "NH",
    "OR",
    "TX"
  ],
  "websites": [
    "https://edgerockwealth.com",
    "https://facebook.com/edgerockwealth",
    "https://instagram.com/edgerockwealth",
    "https://linkedin.com/company/edgerock-wealth-management",
    "https://twitter.com/edgerockwealth",
    "https://youtube.com/channel/UCwPP-gPzYI5B25VdgWq-MBA/featured"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312325",
  "city_as_filed": "DENVER",
  "url": "https://advisorcensus.com/firm/edgerock-wealth-management-denver-co-312325",
  "display_name": "Edgerock Wealth Management",
  "summary": "Edgerock Wealth Management is an SEC-registered investment advisory firm in Denver, CO, registered since 2021, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 24, 2026.",
  "citation": "AdvisorCensus. Edgerock Wealth Management (CRD 312325): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Edgerock Wealth Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Edgerock Wealth Management reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Edgerock Wealth Management's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated June 24, 2026 states: Up to $499,999.99: 1.5% a year; $500,000 to $999,999.99: 1.35% a year; $1,000,000 to $2,999,999.99: 1.2% a year; Above $3,000,000: 1% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Edgerock Wealth Management located?",
      "a": "Edgerock Wealth Management's principal office is in Denver, CO, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Edgerock Wealth Management registered with the SEC or a state?",
      "a": "Edgerock Wealth Management is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 312325."
    },
    {
      "q": "How much does Edgerock Wealth Management manage?",
      "a": "Edgerock Wealth Management reports $578,894,175 in regulatory assets under management in its Form ADV filing dated June 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Edgerock Wealth Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Edgerock Wealth Management: Regulatory assets under management: $168,767,421 in the October 2021 data and $578,894,175 in the October 2026 data, up 243%. Total employees: 11 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Edgerock Wealth Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (408); high net worth individuals (156); corporations or other businesses not listed above (11)."
    },
    {
      "q": "Which custodians does Edgerock Wealth Management use?",
      "a": "Edgerock Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Edgerock Wealth Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/312325"
    },
    {
      "q": "Does Edgerock Wealth Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated June 24, 2026 says: \"EdgeRock provides investment advisory services to individuals, high net worth individuals, 401(k) plans, corporations and charitable organizations. EdgeRock has a minimum account size of $80,000 but is subject to management’s discretion.\""
    },
    {
      "q": "What changed in Edgerock Wealth Management's recent Form ADV filings?",
      "a": "In the May 2026 filing data: Updated its list of owners and control persons (Schedule A)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 168767421.0,
      "total_employees": 11,
      "filing_date": "2021-09-21"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 231151051.0,
      "total_employees": 11,
      "filing_date": "2022-05-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 252895716.0,
      "total_employees": 15,
      "filing_date": "2023-09-18"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 325099616.0,
      "total_employees": 15,
      "filing_date": "2024-08-15"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 470476415.0,
      "total_employees": 17,
      "filing_date": "2025-06-04"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 578894175.0,
      "total_employees": 20,
      "filing_date": "2026-06-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-05-01",
      "period_label": "May 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "Employees performing advisory functions went from 9 to 13.",
        "Regulatory assets under management went from $470,476,415 to $578,894,175 (+23%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated June 24, 2026",
    "tiers": [
      {
        "band": "Up to $499,999.99",
        "rate": "1.5%"
      },
      {
        "band": "$500,000 to $999,999.99",
        "rate": "1.35%"
      },
      {
        "band": "$1,000,000 to $2,999,999.99",
        "rate": "1.2%"
      },
      {
        "band": "Above $3,000,000",
        "rate": "1%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$80,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $499,999.99: 1.5% a year",
          "$500,000 to $999,999.99: 1.35% a year",
          "$1,000,000 to $2,999,999.99: 1.2% a year",
          "Above $3,000,000: 1% a year"
        ],
        "quotes": [
          "Our standard annual fee, based on a percentage of your assets under our management, follows the table below:\nLess than $500,000.00 1.50% \nFrom $500,000.00 to $999,999.99 1.35% \nFrom $1,000,000.00 to $2,999,999.99 1.20% \n$3,000,000.00 or Above 1.00%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $80,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "EdgeRock provides investment advisory services to individuals, high net worth individuals, 401(k) plans, corporations and charitable organizations. EdgeRock has a minimum account size of $80,000 but is subject to management’s discretion."
        ]
      }
    ],
    "quotes": [
      "Our standard annual fee, based on a percentage of your assets under our management, follows the table below:\nLess than $500,000.00 1.50% \nFrom $500,000.00 to $999,999.99 1.35% \nFrom $1,000,000.00 to $2,999,999.99 1.20% \n$3,000,000.00 or Above 1.00%",
      "EdgeRock provides investment advisory services to individuals, high net worth individuals, 401(k) plans, corporations and charitable organizations. EdgeRock has a minimum account size of $80,000 but is subject to management’s discretion."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/edgerock-wealth-management-denver-co-312325.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 408,
      "fewer_than_5": false,
      "raum": 163185608.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 156,
      "fewer_than_5": false,
      "raum": 399539325.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 11,
      "fewer_than_5": false,
      "raum": 16169242.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": null
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/312325",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}