{ "crd_number": 109104, "slug": "edgemoor-investment-advisors-inc-bethesda-md-109104", "primary_business_name": "EDGEMOOR INVESTMENT ADVISORS, INC.", "legal_name": "EDGEMOOR INVESTMENT ADVISORS, INC.", "dbas": [], "city": "Bethesda", "state": "MD", "country": "United States", "cbsa_code": "47900", "metro": { "cbsa_code": "47900", "common_name": "Washington", "msa_name": "Washington-Arlington-Alexandria, DC-VA-MD-WV", "path": "/advisors/dc/washington" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1999-10-25", "years_registered": 26, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 1515154666.0, "raum_discretionary": 1515154666.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 9, "advisory_employees": 6, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 11697938.0, "count": 5 }, "individuals": { "raum": 167332615.0, "count": 159 }, "investment_companies": { "raum": 187984747.0, "count": 1 }, "high_net_worth_individuals": { "raum": 1117764113.0, "count": 153 }, "corporations_other_businesses": { "raum": 30375253.0, "count": 3, "fewer_than_5": true } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "CO", "DC", "FL", "MA", "MD", "NC", "NH", "NJ", "NY", "RI", "TX", "VA" ], "websites": [ "https://edgemoorblog.com", "https://edgemoorinv.com", "https://linkedin.com/company/edgemoor-investment-advisors", "https://x.com/EDGEMOORINV?LANG=EN", "https://youtube.com/@edgemoorinvestmentadvisors5647" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109104", "city_as_filed": "BETHESDA", "url": "https://advisorcensus.com/firm/edgemoor-investment-advisors-inc-bethesda-md-109104", "display_name": "Edgemoor Investment Advisors, Inc.", "summary": "Edgemoor Investment Advisors, Inc. is an SEC-registered investment advisory firm in Bethesda, MD, registered since 1999, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. Edgemoor Investment Advisors, Inc. (CRD 109104): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Edgemoor Investment Advisors, Inc. compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Edgemoor Investment Advisors, Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Edgemoor Investment Advisors, Inc. located?", "a": "Edgemoor Investment Advisors, Inc.'s principal office is in Bethesda, MD, according to its Form ADV." }, { "q": "Is Edgemoor Investment Advisors, Inc. registered with the SEC or a state?", "a": "Edgemoor Investment Advisors, Inc. is an SEC-registered investment advisory firm, registered since 1999. Status as filed: Approved. CRD 109104." }, { "q": "How much does Edgemoor Investment Advisors, Inc. manage?", "a": "Edgemoor Investment Advisors, Inc. reports $1,515,154,666 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)." }, { "q": "How have Edgemoor Investment Advisors, Inc.'s assets and staff changed since 2021?", "a": "In the Form ADV data for Edgemoor Investment Advisors, Inc.: Regulatory assets under management: $1,101,520,202 in the October 2021 data and $1,515,154,666 in the October 2026 data, up 38%. Total employees: 9 in October 2021 and 9 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Edgemoor Investment Advisors, Inc. serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (159); high net worth individuals (153); charitable organizations (5)." }, { "q": "Which custodians does Edgemoor Investment Advisors, Inc. use?", "a": "Edgemoor Investment Advisors, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Edgemoor Investment Advisors, Inc. report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/109104" }, { "q": "What changed in Edgemoor Investment Advisors, Inc.'s recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $1,329,105,623 to $1,515,154,666 (+14%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1101520202.0, "total_employees": 9, "filing_date": "2021-03-26" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1150111173.0, "total_employees": 9, "filing_date": "2022-03-28" }, { "period": "2023-10-01", "regulatory_assets_under_management": 969415393.0, "total_employees": 10, "filing_date": "2023-03-24" }, { "period": "2024-10-01", "regulatory_assets_under_management": 1179897525.0, "total_employees": 10, "filing_date": "2024-08-21" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1329105623.0, "total_employees": 9, "filing_date": "2025-03-28" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1515154666.0, "total_employees": 9, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $1,329,105,623 to $1,515,154,666 (+14%)." ] }, { "period": "2026-01-01", "period_label": "January 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Brokerage Services LLC", "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/edgemoor-investment-advisors-inc-bethesda-md-109104.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 159, "fewer_than_5": false, "raum": 167332615.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 153, "fewer_than_5": false, "raum": 1117764113.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 187984747.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 5, "fewer_than_5": false, "raum": 11697938.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 3, "fewer_than_5": true, "raum": 30375253.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/109104", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }