{
  "crd_number": 158273,
  "slug": "edge-principal-advisors-llc-new-york-ny-158273",
  "primary_business_name": "EDGE PRINCIPAL ADVISORS, LLC",
  "legal_name": "EDGE PRINCIPAL ADVISORS, LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2012-03-30",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-04-30",
  "carried_forward": false,
  "raum_total": 1127189831.0,
  "raum_discretionary": 1127189831.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 11,
  "advisory_employees": 11,
  "client_count_bucket": null,
  "clients_by_type": {
    "pooled_investment_vehicles": {
      "raum": 1127189831.0,
      "count": 12
    }
  },
  "compensation_types": [
    "percentage_of_aum",
    "performance_based"
  ],
  "advisory_activities": [
    "portfolio_management_pooled_vehicles"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NY"
  ],
  "websites": [
    "https://edgepe.com",
    "https://linkedin.com/COMPANY/EDGE-PRINCIPAL-ADVISORS"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158273",
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/edge-principal-advisors-llc-new-york-ny-158273",
  "display_name": "Edge Principal Advisors, LLC",
  "summary": "Edge Principal Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2012, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated April 30, 2026.",
  "citation": "AdvisorCensus. Edge Principal Advisors, LLC (CRD 158273): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Performance-based fees"
  ],
  "advisory_activity_labels": [
    "Portfolio management for pooled investment vehicles (other than investment companies)"
  ],
  "quick_answers": [
    {
      "q": "How is Edge Principal Advisors, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Edge Principal Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees."
    },
    {
      "q": "How much does Edge Principal Advisors, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 states: Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Edge Principal Advisors, LLC located?",
      "a": "Edge Principal Advisors, LLC's principal office is in New York, NY, according to its Form ADV; the May 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Edge Principal Advisors, LLC registered with the SEC or a state?",
      "a": "Edge Principal Advisors, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 158273."
    },
    {
      "q": "How much does Edge Principal Advisors, LLC manage?",
      "a": "Edge Principal Advisors, LLC reports $1,127,189,831 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (100% discretionary)."
    },
    {
      "q": "How have Edge Principal Advisors, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Edge Principal Advisors, LLC: Regulatory assets under management: $1,345,492,310 in the October 2021 data and $1,127,189,831 in the October 2026 data, down 16%. Total employees: 18 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Edge Principal Advisors, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (12)."
    },
    {
      "q": "Does Edge Principal Advisors, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158273"
    },
    {
      "q": "Does Edge Principal Advisors, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 27, 2026 says: \"The minimum commitment that will be accepted from a new investor in the Funds is $1,000,000. The General Partner of each Fund generally is permitted, in its discretion, to waive or reduce minimums.\""
    },
    {
      "q": "What changed in Edge Principal Advisors, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $1,348,317,368 to $1,127,189,831 (-16%). Employees performing advisory functions went from 12 to 11."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 1345492310.0,
      "total_employees": 18,
      "filing_date": "2021-04-28"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 1479555116.0,
      "total_employees": 19,
      "filing_date": "2022-04-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 1469477427.0,
      "total_employees": 19,
      "filing_date": "2023-04-26"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1404306159.0,
      "total_employees": 14,
      "filing_date": "2024-04-24"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1348317368.0,
      "total_employees": 13,
      "filing_date": "2025-05-01"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1127189831.0,
      "total_employees": 11,
      "filing_date": "2026-04-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $1,348,317,368 to $1,127,189,831 (-16%).",
        "Employees performing advisory functions went from 12 to 11."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "No longer lists an office in New York, NY."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Added an office in New York, NY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "1.5% of assets a year",
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 1.5% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "The Funds pay Edge a management fee up to 1.5% of the aggregate commitment of each investor, which is collected quarterly in advance, with the exception of Edge Core Investments I, LLC and Edge 80 Adams Co-Invest, L.P. which currently do not pay a management fee."
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The minimum commitment that will be accepted from a new investor in the Funds is $1,000,000. The General Partner of each Fund generally is permitted, in its discretion, to waive or reduce minimums."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 1.5,
      "account_minimum": 1000000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "The Funds pay Edge a management fee up to 1.5% of the aggregate commitment of each investor, which is collected quarterly in advance, with the exception of Edge Core Investments I, LLC and Edge 80 Adams Co-Invest, L.P. which currently do not pay a management fee.",
      "The minimum commitment that will be accepted from a new investor in the Funds is $1,000,000. The General Partner of each Fund generally is permitted, in its discretion, to waive or reduce minimums."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/edge-principal-advisors-llc-new-york-ny-158273.md",
  "clients": [
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 12,
      "fewer_than_5": false,
      "raum": 1127189831.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158273",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}