# Eddy Financial, LLC

> Eddy Financial, LLC is a state-registered investment advisory firm in Santa Monica, CA, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 16, 2026.

- CRD: 290208
- Filed as: EDDY FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Santa Monica, CA
- Filing period: October 2026
- Form ADV filing dated: March 16, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/290208
- AdvisorCensus page: https://advisorcensus.com/firm/eddy-financial-llc-santa-monica-ca-290208

## Quick answers

**How is Eddy Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Eddy Financial, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Eddy Financial, LLC located?**
Eddy Financial, LLC's principal office is in Santa Monica, CA, according to its Form ADV.

**Is Eddy Financial, LLC registered with the SEC or a state?**
Eddy Financial, LLC is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 290208.

**How much does Eddy Financial, LLC manage?**
Eddy Financial, LLC reports $61,888,500 in regulatory assets under management in its Form ADV filing dated March 16, 2026 (100% discretionary).

**What types of clients does Eddy Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (27); high net worth individuals (18).

**Does Eddy Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/290208

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $61,888,500
- Discretionary: $61,888,500
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 27 | $9,134,300 |
| High net worth individuals | 18 | $52,754,200 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2018 (8 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- eddyfinancial.com
- Facebook @EDDYFINANCIAL
- LinkedIn @EDDYFINANCIAL
- X @EDDYFINANCIAL
- YouTube @EDDYFINANCIAL

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eddy Financial, LLC (CRD 290208): Form ADV filing data as of October 2026.