# ECT Advisory, LLC

> ECT Advisory, LLC is a state-registered investment advisory firm, registered since 2014, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 169117
- Filed as: ECT ADVISORY, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/169117
- AdvisorCensus page: https://advisorcensus.com/firm/ect-advisory-llc-169117

## Quick answers

**How is ECT Advisory, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ECT Advisory, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is ECT Advisory, LLC registered with the SEC or a state?**
ECT Advisory, LLC is a state-registered investment advisory firm, registered since 2014. Status as filed: APPROVED. CRD 169117.

**How much does ECT Advisory, LLC manage?**
ECT Advisory, LLC reports $14,700,870 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (54% discretionary).

**What types of clients does ECT Advisory, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (6).

**Does ECT Advisory, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/169117

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $14,700,870
- Discretionary: $7,935,209
- Non-discretionary: $6,765,661

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | Fewer than 5 | $393,698 |
| High net worth individuals | 6 | $7,541,511 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $6,765,661 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2014 (12 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: DE, FL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [ectadvisory.com](https://ectadvisory.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ECT Advisory, LLC (CRD 169117): Form ADV filing data as of October 2026.