{ "crd_number": 165149, "slug": "ecosystem-investment-partners-llc-baltimore-md-165149", "primary_business_name": "ECOSYSTEM INVESTMENT PARTNERS, LLC", "legal_name": "ECOSYSTEM INVESTMENT PARTNERS, LLC", "dbas": [], "city": "Baltimore", "state": "MD", "country": "United States", "cbsa_code": "12580", "metro": { "cbsa_code": "12580", "common_name": "Baltimore", "msa_name": "Baltimore-Columbia-Towson, MD", "path": "/advisors/md/baltimore" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2013-03-12", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 1278830036.0, "raum_discretionary": 1278830036.0, "raum_non_discretionary": 0.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 20, "advisory_employees": 20, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 1278830036.0, "count": 7 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 3, "states_registered": [ "CA", "MD" ], "websites": [ "https://ecosystempartners.com", "https://linkedin.com/company/ecosystem-investment-partners", "https://vimeo.com/ecosystempartners" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165149", "disclosure_items": [ { "item": "11.C(2)", "question": "Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?" }, { "item": "11.C(4)", "question": "Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?" }, { "item": "11.C(5)", "question": "Has the SEC or the CFTC ever imposed a civil money penalty on the firm or an advisory affiliate, or ordered the firm or an advisory affiliate to cease and desist from an activity?" } ], "city_as_filed": "BALTIMORE", "url": "https://advisorcensus.com/firm/ecosystem-investment-partners-llc-baltimore-md-165149", "display_name": "Ecosystem Investment Partners, LLC", "summary": "Ecosystem Investment Partners, LLC is an SEC-registered investment advisory firm in Baltimore, MD, registered since 2013, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Ecosystem Investment Partners, LLC (CRD 165149): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Ecosystem Investment Partners, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Ecosystem Investment Partners, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees." }, { "q": "Where is Ecosystem Investment Partners, LLC located?", "a": "Ecosystem Investment Partners, LLC's principal office is in Baltimore, MD, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Ecosystem Investment Partners, LLC registered with the SEC or a state?", "a": "Ecosystem Investment Partners, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 165149." }, { "q": "How much does Ecosystem Investment Partners, LLC manage?", "a": "Ecosystem Investment Partners, LLC reports $1,278,830,036 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)." }, { "q": "How have Ecosystem Investment Partners, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Ecosystem Investment Partners, LLC: Regulatory assets under management: $918,845,032 in the October 2021 data and $1,278,830,036 in the October 2026 data, up 39%. Total employees: 17 in October 2021 and 20 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Ecosystem Investment Partners, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (7)." }, { "q": "Does Ecosystem Investment Partners, LLC report any disciplinary disclosures?", "a": "Reports 3 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), and 11.C(5) (SEC or CFTC civil money penalty or cease-and-desist order). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165149" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 918845032.0, "total_employees": 17, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 934649456.0, "total_employees": 17, "filing_date": "2022-08-16" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1024837491.0, "total_employees": 18, "filing_date": "2023-06-14" }, { "period": "2024-10-01", "regulatory_assets_under_management": 985216262.0, "total_employees": 19, "filing_date": "2024-09-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 1287106772.0, "total_employees": 20, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 1278830036.0, "total_employees": 20, "filing_date": "2026-03-31" } ], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/ecosystem-investment-partners-llc-baltimore-md-165149.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 7, "fewer_than_5": false, "raum": 1278830036.0 } ], "disclosure_line": "Reports 3 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165149", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }