# ECOR1 Capital, LLC

> ECOR1 Capital, LLC is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2015, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 167121
- Filed as: ECOR1 CAPITAL, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/167121
- AdvisorCensus page: https://advisorcensus.com/firm/ecor1-capital-llc-san-francisco-ca-167121

## Quick answers

**How is ECOR1 Capital, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), ECOR1 Capital, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is ECOR1 Capital, LLC located?**
ECOR1 Capital, LLC's principal office is in San Francisco, CA, according to its Form ADV.

**Is ECOR1 Capital, LLC registered with the SEC or a state?**
ECOR1 Capital, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 167121.

**How much does ECOR1 Capital, LLC manage?**
ECOR1 Capital, LLC reports $3,424,668,843 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**How have ECOR1 Capital, LLC's assets and staff changed since 2021?**
In the Form ADV data for ECOR1 Capital, LLC: Regulatory assets under management: $2,835,756,000 in the October 2021 data and $3,424,668,843 in the October 2026 data, up 21%. Total employees: 13 in October 2021 and 22 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does ECOR1 Capital, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Does ECOR1 Capital, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167121

**What changed in ECOR1 Capital, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $3,914,180,012 to $3,424,668,843 (-13%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Performance-based fees

### Regulatory assets under management (Item 5.F)
- Total: $3,424,668,843
- Discretionary: $3,424,668,843
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $3,424,668,843 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2015 (11 years)
- Employees: 22 total, 9 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167121

### Websites listed on Form ADV (Item 1.I)
- ecor1cap.com
- LinkedIn @2796455

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $2,835,756,000 | 13 | June 25, 2021 |
| October 2022 | $4,439,985,676 | 15 | March 29, 2022 |
| October 2023 | $4,711,772,578 | 17 | March 29, 2023 |
| October 2024 | $5,001,741,440 | 21 | March 28, 2024 |
| October 2025 | $3,914,180,012 | 22 | July 25, 2025 |
| October 2026 | $3,424,668,843 | 22 | March 30, 2026 |

Regulatory assets under management: $2,835,756,000 in the October 2021 data and $3,424,668,843 in the October 2026 data, up 21%.
Total employees: 13 in October 2021 and 22 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $3,914,180,012 to $3,424,668,843 (-13%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. ECOR1 Capital, LLC (CRD 167121): Form ADV filing data as of October 2026.