{
  "crd_number": 160033,
  "slug": "ecm-equity-capital-management-gmbh-frankfurt-160033",
  "primary_business_name": "ECM EQUITY CAPITAL MANAGEMENT GMBH",
  "legal_name": "ECM EQUITY CAPITAL MANAGEMENT GMBH",
  "dbas": [],
  "city": "Frankfurt",
  "state": null,
  "country": "Germany",
  "cbsa_code": null,
  "metro": null,
  "registration_type": "exempt",
  "registration_status": "ERA - Active",
  "registration_date": "2012-03-27",
  "years_registered": 14,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": null,
  "raum_discretionary": null,
  "raum_non_discretionary": null,
  "raum_band": "not_reported",
  "raum_band_label": "Not reported",
  "total_employees": null,
  "advisory_employees": null,
  "client_count_bucket": null,
  "clients_by_type": null,
  "compensation_types": [],
  "advisory_activities": [],
  "wrap_fee_participant": null,
  "disclosure_yes_count": 0,
  "states_registered": [],
  "websites": [
    "https://de.linkedin.com/company/ecmequitycapitalmanagement",
    "https://ecm-pe.de",
    "https://xing.com/pages/ecmequitycapitalmanagementgmbh"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160033",
  "city_as_filed": "FRANKFURT",
  "url": "https://advisorcensus.com/firm/ecm-equity-capital-management-gmbh-frankfurt-160033",
  "display_name": "ECM Equity Capital Management GMBH",
  "summary": "ECM Equity Capital Management GMBH is an exempt reporting adviser in Frankfurt, Germany, filing reports since 2012. Exempt reporting advisers do not report regulatory assets under management on Form ADV.",
  "citation": "AdvisorCensus. ECM Equity Capital Management GMBH (CRD 160033): Form ADV filing data as of October 2026.",
  "registration_type_label": "Exempt reporting adviser",
  "compensation_labels": [],
  "advisory_activity_labels": [],
  "quick_answers": [
    {
      "q": "Where is ECM Equity Capital Management GMBH located?",
      "a": "ECM Equity Capital Management GMBH's principal office is in Frankfurt, Germany, according to its Form ADV."
    },
    {
      "q": "How does ECM Equity Capital Management GMBH report to regulators?",
      "a": "ECM Equity Capital Management GMBH is an exempt reporting adviser, filing reports since 2012. Exempt reporting advisers file a shorter Form ADV. Status as filed: ERA - Active. CRD 160033."
    },
    {
      "q": "Does ECM Equity Capital Management GMBH report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/160033"
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2021-03-24"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2022-03-31"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2023-03-29"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2024-03-22"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2025-03-27"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": null,
      "total_employees": null,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/ecm-equity-capital-management-gmbh-frankfurt-160033.md",
  "clients": [],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/160033",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}