{ "crd_number": 159934, "slug": "eckman-wealth-management-llc-seattle-wa-159934", "primary_business_name": "ECKMAN WEALTH MANAGEMENT, LLC", "legal_name": "ECKMAN WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Seattle", "state": "WA", "country": "United States", "cbsa_code": "42660", "metro": { "cbsa_code": "42660", "common_name": "Seattle", "msa_name": "Seattle-Tacoma-Bellevue, WA", "path": "/advisors/wa/seattle" }, "registration_type": "state", "registration_status": "APPROVED", "registration_date": "2012-02-03", "years_registered": 14, "period": "2026-10-01", "filing_date": "2026-07-14", "carried_forward": false, "raum_total": 73908668.0, "raum_discretionary": 73908668.0, "raum_non_discretionary": 0.0, "raum_band": "25m_100m", "raum_band_label": "$25 million to $100 million", "total_employees": 5, "advisory_employees": 5, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "other": { "raum": null, "count": 0 }, "charitable": { "raum": 34688.0, "count": 1, "fewer_than_5": true }, "individuals": { "raum": 73873980.0, "count": 286 }, "banking_thrift": { "raum": null, "count": 0 }, "state_municipal": { "raum": null, "count": 0 }, "insurance_companies": { "raum": null, "count": 0 }, "investment_companies": { "raum": null, "count": 0 }, "pension_profit_sharing": { "raum": null, "count": 0 }, "other_investment_advisers": { "raum": null, "count": 0 }, "high_net_worth_individuals": { "raum": null, "count": 0 }, "pooled_investment_vehicles": { "raum": null, "count": 0 }, "corporations_other_businesses": { "raum": null, "count": 0 }, "business_development_companies": { "raum": null, "count": 0 }, "sovereign_wealth_foreign_official": { "raum": null, "count": 0 } }, "compensation_types": [ "fixed", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "AZ", "CA", "CO", "FL", "KS", "MO", "NY", "WA" ], "websites": [ "https://eckmanwealth.com", "https://facebook.com/eckmanfinancial", "https://instagram.com/eckmanwealthmgmt", "https://linkedin.com/COMPANY/3014350", "https://twitter.com/eckman_wealth" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159934", "disclosure_items": [ { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": "SEATTLE", "url": "https://advisorcensus.com/firm/eckman-wealth-management-llc-seattle-wa-159934", "display_name": "Eckman Wealth Management, LLC", "summary": "Eckman Wealth Management, LLC is a state-registered investment advisory firm in Seattle, WA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 14, 2026.", "citation": "AdvisorCensus. Eckman Wealth Management, LLC (CRD 159934): Form ADV filing data as of October 2026.", "registration_type_label": "State-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Eckman Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Eckman Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees)." }, { "q": "Where is Eckman Wealth Management, LLC located?", "a": "Eckman Wealth Management, LLC's principal office is in Seattle, WA, according to its Form ADV." }, { "q": "Is Eckman Wealth Management, LLC registered with the SEC or a state?", "a": "Eckman Wealth Management, LLC is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 159934." }, { "q": "How much does Eckman Wealth Management, LLC manage?", "a": "Eckman Wealth Management, LLC reports $73,908,668 in regulatory assets under management in its Form ADV filing dated July 14, 2026 (100% discretionary)." }, { "q": "What types of clients does Eckman Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (286); charitable organizations (1)." }, { "q": "Does Eckman Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/159934" } ], "filing_history": [], "recent_changes": [], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/eckman-wealth-management-llc-seattle-wa-159934.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 286, "fewer_than_5": false, "raum": 73873980.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "banking_thrift", "label": "Banking or thrift institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "investment_companies", "label": "Investment companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "business_development_companies", "label": "Business development companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "charitable", "label": "Charitable organizations", "count": 1, "fewer_than_5": true, "raum": 34688.0 }, { "type": "state_municipal", "label": "State or municipal government entities (including government pension plans)", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "insurance_companies", "label": "Insurance companies", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "sovereign_wealth_foreign_official", "label": "Sovereign wealth funds and foreign official institutions", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 0, "fewer_than_5": false, "raum": null }, { "type": "other", "label": "Other", "count": 0, "fewer_than_5": false, "raum": null } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/159934", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }