{ "crd_number": 167090, "slug": "ecc-fund-manager-ii-llc-new-york-ny-167090", "primary_business_name": "ECC FUND MANAGER II, LLC", "legal_name": "ECC FUND MANAGER II, LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2015-03-17", "years_registered": 11, "period": "2026-10-01", "filing_date": "2026-03-25", "carried_forward": false, "raum_total": 563899539.0, "raum_discretionary": 563899539.0, "raum_non_discretionary": 0.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 17, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 563899539.0, "count": 11 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [], "websites": [ "https://emeraldcreekcapital.com", "https://linkedin.com/COMPANY/EMERALD-CREEK-CAPITAL", "https://plus.google.com/+EMERALDCREEKCAPITALNEWYORK", "https://twitter.com/EMERALDCREEKNY" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167090", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/ecc-fund-manager-ii-llc-new-york-ny-167090", "display_name": "ECC Fund Manager II, LLC", "summary": "ECC Fund Manager II, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 25, 2026.", "citation": "AdvisorCensus. ECC Fund Manager II, LLC (CRD 167090): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is ECC Fund Manager II, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), ECC Fund Manager II, LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is ECC Fund Manager II, LLC located?", "a": "ECC Fund Manager II, LLC's principal office is in New York, NY, according to its Form ADV." }, { "q": "Is ECC Fund Manager II, LLC registered with the SEC or a state?", "a": "ECC Fund Manager II, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 167090." }, { "q": "How much does ECC Fund Manager II, LLC manage?", "a": "ECC Fund Manager II, LLC reports $563,899,539 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (100% discretionary)." }, { "q": "How have ECC Fund Manager II, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for ECC Fund Manager II, LLC: Regulatory assets under management: $572,321,203 in the October 2021 data and $563,899,539 in the October 2026 data, down 1%. Total employees: 17 in October 2021 and 17 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does ECC Fund Manager II, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (11)." }, { "q": "Does ECC Fund Manager II, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/167090" }, { "q": "What changed in ECC Fund Manager II, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 572321203.0, "total_employees": 17, "filing_date": "2021-03-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 581930373.0, "total_employees": 18, "filing_date": "2022-03-29" }, { "period": "2023-10-01", "regulatory_assets_under_management": 591819171.0, "total_employees": 19, "filing_date": "2023-03-16" }, { "period": "2024-10-01", "regulatory_assets_under_management": 619383831.0, "total_employees": 18, "filing_date": "2024-03-07" }, { "period": "2025-10-01", "regulatory_assets_under_management": 611854261.0, "total_employees": 17, "filing_date": "2025-03-11" }, { "period": "2026-10-01", "regulatory_assets_under_management": 563899539.0, "total_employees": 17, "filing_date": "2026-03-25" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/ecc-fund-manager-ii-llc-new-york-ny-167090.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 11, "fewer_than_5": false, "raum": 563899539.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/167090", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }