# Ebert Capital Management Inc.

> Ebert Capital Management Inc. is an SEC-registered investment advisory firm in Eureka, CA, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated May 11, 2026.

- CRD: 155169
- Filed as: EBERT CAPITAL MANAGEMENT INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Eureka, CA
- Filing period: October 2026
- Form ADV filing dated: May 11, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/155169
- AdvisorCensus page: https://advisorcensus.com/firm/ebert-capital-management-inc-eureka-ca-155169

## Quick answers

**How is Ebert Capital Management Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Ebert Capital Management Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Ebert Capital Management Inc. charge?**
Its Form ADV Part 2A brochure dated May 11, 2026 states: Hourly rate: $200 an hour (financial planning). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Ebert Capital Management Inc. located?**
Ebert Capital Management Inc.'s principal office is in Eureka, CA, according to its Form ADV.

**Is Ebert Capital Management Inc. registered with the SEC or a state?**
Ebert Capital Management Inc. is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 155169.

**How much does Ebert Capital Management Inc. manage?**
Ebert Capital Management Inc. reports $116,304,266 in regulatory assets under management in its Form ADV filing dated May 11, 2026 (100% discretionary).

**What types of clients does Ebert Capital Management Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (173); pension and profit sharing plans (but not the plan participants or government pension plans) (6); high net worth individuals (5).

**Which custodians does Ebert Capital Management Inc. use?**
Ebert Capital Management Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Ebert Capital Management Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/155169

**What changed in Ebert Capital Management Inc.'s recent Form ADV filings?**
In the June 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated May 11, 2026)

- Hourly rate: $200 an hour (financial planning)

> For those clients ECM does not manage investments for, hourly financial planning fees are $200.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $116,304,266
- Discretionary: $116,304,266
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 173 | $77,807,635 |
| High net worth individuals | 5 | $32,931,324 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $5,254,187 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 3 | $311,120 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2026 (0 years)
- Employees: 3 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- ebertcapital.com

## Changes in the filing (last 12 months)

### June 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Ebert Capital Management Inc. (CRD 155169): Form ADV filing data as of October 2026.