# Eaton-Cambridge Inc.

> Eaton-Cambridge Inc. is an SEC-registered investment advisory firm in Phoenix, AZ, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 12, 2026.

- CRD: 116798
- Filed as: EATON-CAMBRIDGE INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Phoenix, AZ
- Filing period: October 2026
- Form ADV filing dated: June 12, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/116798
- AdvisorCensus page: https://advisorcensus.com/firm/eaton-cambridge-inc-phoenix-az-116798

## Quick answers

**How is Eaton-Cambridge Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Eaton-Cambridge Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Eaton-Cambridge Inc. located?**
Eaton-Cambridge Inc.'s principal office is in Phoenix, AZ, according to its Form ADV.

**Is Eaton-Cambridge Inc. registered with the SEC or a state?**
Eaton-Cambridge Inc. is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 116798.

**How much does Eaton-Cambridge Inc. manage?**
Eaton-Cambridge Inc. reports $480,696,777 in regulatory assets under management in its Form ADV filing dated June 12, 2026 (100% discretionary).

**How have Eaton-Cambridge Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Eaton-Cambridge Inc.: Regulatory assets under management: $132,025,270 in the October 2021 data and $480,696,777 in the October 2026 data, up 264%. Total employees: 4 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Eaton-Cambridge Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (143); individuals (other than high net worth individuals) (142); corporations or other businesses not listed above (19).

**Which custodians does Eaton-Cambridge Inc. use?**
Eaton-Cambridge Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Eaton-Cambridge Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/116798

**What changed in Eaton-Cambridge Inc.'s recent Form ADV filings?**
In the July 2026 filing data: Registered or notice-filed in FL. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $480,696,777
- Discretionary: $480,696,777
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 142 | $50,995,068 |
| High net worth individuals | 143 | $392,393,348 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $18,359,401 |
| Charitable organizations | 5 | $7,360,032 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 19 | $11,588,928 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (7 years)
- Employees: 11 total, 4 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: AZ, CA, FL, NC, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- eatoncambridge.com
- LinkedIn @eaton-cambridge-inc-

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $132,025,270 | 4 | May 3, 2021 |
| October 2022 | $190,884,696 | 5 | May 16, 2022 |
| October 2023 | $190,070,622 | 10 | September 1, 2023 |
| October 2024 | $319,886,737 | 10 | September 6, 2024 |
| October 2025 | $392,155,283 | 10 | March 7, 2025 |
| October 2026 | $480,696,777 | 11 | June 12, 2026 |

Regulatory assets under management: $132,025,270 in the October 2021 data and $480,696,777 in the October 2026 data, up 264%.
Total employees: 4 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### July 2026
- Registered or notice-filed in FL.
- Updated its list of owners and control persons (Schedule A).

### May 2026
- Registered or notice-filed in NY.

### April 2026
- Regulatory assets under management went from $392,155,283 to $480,696,777 (+23%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eaton-Cambridge Inc. (CRD 116798): Form ADV filing data as of October 2026.