# Eastspring US

> Eastspring US is an SEC-registered investment advisory firm in Chicago, IL, registered since 2014, with no regulatory assets under management reported in its Form ADV filing dated August 10, 2026.

- CRD: 169439
- Filed as: EASTSPRING US
- Legal name: Eastspring Investments Incorporated
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Chicago, IL
- Filing period: October 2026
- Form ADV filing dated: August 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169439
- AdvisorCensus page: https://advisorcensus.com/firm/eastspring-us-chicago-il-169439

## Quick answers

**How is Eastspring US compensated?**
On its Form ADV (Item 5.E, October 2026), Eastspring US reports these compensation arrangements: other.

**Where is Eastspring US located?**
Eastspring US' principal office is in Chicago, IL, according to its Form ADV.

**Is Eastspring US registered with the SEC or a state?**
Eastspring US is an SEC-registered investment advisory firm, registered since 2014. Status as filed: Approved. CRD 169439.

**How have Eastspring US' assets and staff changed since 2021?**
In the Form ADV data for Eastspring US: Total employees: 4 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**Does Eastspring US report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169439

**What changed in Eastspring US' recent Form ADV filings?**
In the September 2026 filing data: Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Fewer than 5 | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Pension consulting services
- Other

### Firm details
- Registered since: 2014 (12 years)
- Employees: 6 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- eastspring.com
- eastspring.com/us/us-home
- eastspringinvestments.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 4 | August 16, 2021 |
| October 2022 | Not reported | 6 | June 30, 2022 |
| October 2023 | Not reported | 6 | September 22, 2023 |
| October 2024 | Not reported | 7 | June 6, 2024 |
| October 2025 | $197,007,326 | 7 | June 9, 2025 |
| October 2026 | Not reported | 6 | August 10, 2026 |

Total employees: 4 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### September 2026
- Item 11 disclosure answers changed: 0 yes answers, previously 1 (now no: 11.D(2)).

### December 2025
- Regulatory assets under management went from $197,007,326 to $49,983,664 (-75%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eastspring US (CRD 169439): Form ADV filing data as of October 2026.