# Eastgate Capital Advisors LLC

> Eastgate Capital Advisors LLC is an SEC-registered investment advisory firm in Winnetka, IL, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 220511
- Filed as: EASTGATE CAPITAL ADVISORS LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Winnetka, IL
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/220511
- AdvisorCensus page: https://advisorcensus.com/firm/eastgate-capital-advisors-llc-winnetka-il-220511

## Quick answers

**How is Eastgate Capital Advisors LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Eastgate Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Eastgate Capital Advisors LLC located?**
Eastgate Capital Advisors LLC's principal office is in Winnetka, IL, according to its Form ADV.

**Is Eastgate Capital Advisors LLC registered with the SEC or a state?**
Eastgate Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 220511.

**How much does Eastgate Capital Advisors LLC manage?**
Eastgate Capital Advisors LLC reports $271,487,167 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (62% discretionary).

**How have Eastgate Capital Advisors LLC's assets and staff changed since 2024?**
In the Form ADV data for Eastgate Capital Advisors LLC: Regulatory assets under management: $132,513,731 in the October 2024 data and $271,487,167 in the October 2026 data, up 105%. Total employees: 5 in October 2024 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Eastgate Capital Advisors LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (31); individuals (other than high net worth individuals) (24).

**Which custodians does Eastgate Capital Advisors LLC use?**
Eastgate Capital Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Eastgate Capital Advisors LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/220511

**Does Eastgate Capital Advisors LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Eastgate generally requires a minimum household portfolio value of $1,000,000. Eastgate, in its sole discretion, may waive the required minimum."

**What changed in Eastgate Capital Advisors LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 3 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)

> Eastgate generally requires a minimum household portfolio value of $1,000,000. Eastgate, in its sole discretion, may waive the required minimum.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $271,487,167
- Discretionary: $167,929,062
- Non-discretionary: $103,558,105

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 24 | $6,885,815 |
| High net worth individuals | 31 | $264,601,352 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2024 (2 years)
- Employees: 5 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- eastgateca.com
- LinkedIn @eastgate-capital-advisors-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2024 | $132,513,731 | 5 | June 24, 2024 |
| October 2025 | $263,018,259 | 4 | March 31, 2025 |
| October 2026 | $271,487,167 | 5 | March 30, 2026 |

Regulatory assets under management: $132,513,731 in the October 2024 data and $271,487,167 in the October 2026 data, up 105%.
Total employees: 5 in October 2024 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 3 to 4.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Eastgate Capital Advisors LLC (CRD 220511): Form ADV filing data as of October 2026.