{ "crd_number": 166947, "slug": "eastbay-capital-166947", "primary_business_name": "EASTBAY CAPITAL", "legal_name": "EASTBAY ASSET MANAGEMENT, LLC", "dbas": [], "city": null, "state": null, "country": null, "cbsa_code": null, "metro": null, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2021-09-27", "years_registered": 5, "period": "2026-10-01", "filing_date": "2026-03-27", "carried_forward": false, "raum_total": 307399647.0, "raum_discretionary": 307399647.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 3, "client_count_bucket": null, "clients_by_type": { "pooled_investment_vehicles": { "raum": 307399647.0, "count": 4 } }, "compensation_types": [ "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 2, "states_registered": [], "websites": [ "https://linkedin.com/company/eastbaycap/about" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166947", "disclosure_items": [ { "item": "11.D(2)", "question": "Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?" }, { "item": "11.D(4)", "question": "In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?" } ], "city_as_filed": null, "url": "https://advisorcensus.com/firm/eastbay-capital-166947", "display_name": "Eastbay Capital", "summary": "Eastbay Capital is an SEC-registered investment advisory firm, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 27, 2026.", "citation": "AdvisorCensus. Eastbay Capital (CRD 166947): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees" ], "advisory_activity_labels": [ "Portfolio management for pooled investment vehicles (other than investment companies)" ], "quick_answers": [ { "q": "How is Eastbay Capital compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Eastbay Capital reports these compensation arrangements: a percentage of assets under its management; performance-based fees. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Is Eastbay Capital registered with the SEC or a state?", "a": "Eastbay Capital is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 166947." }, { "q": "How much does Eastbay Capital manage?", "a": "Eastbay Capital reports $307,399,647 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary)." }, { "q": "How have Eastbay Capital's assets and staff changed since 2021?", "a": "In the Form ADV data for Eastbay Capital: Regulatory assets under management: $136,452,184 in the October 2021 data and $307,399,647 in the October 2026 data, up 125%. Total employees: 2 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Eastbay Capital serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (4)." }, { "q": "Does Eastbay Capital report any disciplinary disclosures?", "a": "Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.D(4) (another regulator's order in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166947" }, { "q": "What changed in Eastbay Capital's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $376,968,869 to $307,399,647 (-18%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 136452184.0, "total_employees": 2, "filing_date": "2021-08-25" }, { "period": "2022-10-01", "regulatory_assets_under_management": 199424399.0, "total_employees": 4, "filing_date": "2022-03-11" }, { "period": "2023-10-01", "regulatory_assets_under_management": 228523929.0, "total_employees": 4, "filing_date": "2023-03-22" }, { "period": "2024-10-01", "regulatory_assets_under_management": 362710189.0, "total_employees": 4, "filing_date": "2024-02-02" }, { "period": "2025-10-01", "regulatory_assets_under_management": 376968869.0, "total_employees": 4, "filing_date": "2025-02-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 307399647.0, "total_employees": 4, "filing_date": "2026-03-27" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $376,968,869 to $307,399,647 (-18%)." ] } ], "fees_from_brochure": null, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/eastbay-capital-166947.md", "clients": [ { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 4, "fewer_than_5": false, "raum": 307399647.0 } ], "disclosure_line": "Reports 2 disclosure items on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/166947", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }