{ "crd_number": 342776, "slug": "east-west-wealth-advisors-llc-pasadena-ca-342776", "primary_business_name": "EAST WEST WEALTH ADVISORS LLC", "legal_name": "EAST WEST WEALTH ADVISORS LLC", "dbas": [], "city": "Pasadena", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "120-Day Approval", "registration_date": "2026-07-14", "years_registered": 0, "period": "2026-10-01", "filing_date": "2026-07-22", "carried_forward": false, "raum_total": null, "raum_discretionary": null, "raum_non_discretionary": null, "raum_band": "not_reported", "raum_band_label": "Not reported", "total_employees": 5, "advisory_employees": 0, "client_count_bucket": null, "clients_by_type": null, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "CA", "TX" ], "websites": [], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342776", "city_as_filed": "PASADENA", "url": "https://advisorcensus.com/firm/east-west-wealth-advisors-llc-pasadena-ca-342776", "display_name": "East West Wealth Advisors LLC", "summary": "East West Wealth Advisors LLC is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2026, with no regulatory assets under management reported in its Form ADV filing dated July 22, 2026.", "citation": "AdvisorCensus. East West Wealth Advisors LLC (CRD 342776): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)" ], "quick_answers": [ { "q": "How is East West Wealth Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), East West Wealth Advisors LLC reports these compensation arrangements: a percentage of assets under its management." }, { "q": "Where is East West Wealth Advisors LLC located?", "a": "East West Wealth Advisors LLC's principal office is in Pasadena, CA, according to its Form ADV; the August 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is East West Wealth Advisors LLC registered with the SEC or a state?", "a": "East West Wealth Advisors LLC is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342776." }, { "q": "Does East West Wealth Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342776" }, { "q": "Does East West Wealth Advisors LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated July 2, 2026 says: \"The fee table above applies to a minimum portfolio size of $1,000,000.\" \"The minimum investment amount is generally $1,000,000. However, the Firm retains the right to waive the stated minimum investment amount in its sole discretion.\"" }, { "q": "What changed in East West Wealth Advisors LLC's recent Form ADV filings?", "a": "In the August 2026 filing data: Newly registered with the SEC." } ], "filing_history": [], "recent_changes": [ { "period": "2026-08-01", "period_label": "August 2026", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated July 2, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$1,000,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "The fee table above applies to a minimum portfolio size of $1,000,000.", "The minimum investment amount is generally $1,000,000. However, the Firm retains the right to waive the stated minimum investment amount in its sole discretion." ] } ], "values": { "tiers": [], "range_pct": null, "max_pct": null, "account_minimum": 1000000.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "The fee table above applies to a minimum portfolio size of $1,000,000.", "The minimum investment amount is generally $1,000,000. However, the Firm retains the right to waive the stated minimum investment amount in its sole discretion." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/east-west-wealth-advisors-llc-pasadena-ca-342776.md", "clients": [], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/342776", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }