# East Valley Wealth LLC

> East Valley Wealth LLC is a state-registered investment advisory firm in Gilbert, AZ, registered since 2021, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 314715
- Filed as: EAST VALLEY WEALTH LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Gilbert, AZ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/314715
- AdvisorCensus page: https://advisorcensus.com/firm/east-valley-wealth-llc-gilbert-az-314715

## Quick answers

**How is East Valley Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), East Valley Wealth LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is East Valley Wealth LLC located?**
East Valley Wealth LLC's principal office is in Gilbert, AZ, according to its Form ADV.

**Is East Valley Wealth LLC registered with the SEC or a state?**
East Valley Wealth LLC is a state-registered investment advisory firm, registered since 2021. Status as filed: APPROVED. CRD 314715.

**How much does East Valley Wealth LLC manage?**
East Valley Wealth LLC reports $8,507,724 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (100% discretionary).

**What types of clients does East Valley Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (26).

**Does East Valley Wealth LLC report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/314715

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $8,507,724
- Discretionary: $8,507,724
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $8,507,724 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops

### Firm details
- Registered since: 2021 (5 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, WI
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/314715

### Websites listed on Form ADV (Item 1.I)
- eastvalleyretirement.com
- vimeo.com/eastvalleyretirement
- Facebook @Eastvalleyretirement
- Instagram @east_valley_retirement_
- LinkedIn @east-valley-wealth-and-retirement
- YouTube @UCL8XTHBS43HGSUns2aLQyRw

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. East Valley Wealth LLC (CRD 314715): Form ADV filing data as of October 2026.