# East River Capital Management LLC

> East River Capital Management LLC is a state-registered investment advisory firm in Pittsfield, MA, registered since 2024, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 5, 2025.

- CRD: 329485
- Filed as: EAST RIVER CAPITAL MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Pittsfield, MA
- Filing period: October 2026
- Form ADV filing dated: September 5, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/329485
- AdvisorCensus page: https://advisorcensus.com/firm/east-river-capital-management-llc-pittsfield-ma-329485

## Quick answers

**How is East River Capital Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), East River Capital Management LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is East River Capital Management LLC located?**
East River Capital Management LLC's principal office is in Pittsfield, MA, according to its Form ADV.

**Is East River Capital Management LLC registered with the SEC or a state?**
East River Capital Management LLC is a state-registered investment advisory firm, registered since 2024. Status as filed: APPROVED. CRD 329485.

**How much does East River Capital Management LLC manage?**
East River Capital Management LLC reports $2,473,397 in regulatory assets under management in its Form ADV filing dated September 5, 2025 (0% discretionary).

**What types of clients does East River Capital Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1); high net worth individuals (1).

**Does East River Capital Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/329485

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $2,473,397
- Discretionary: $0
- Non-discretionary: $2,473,397

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 1 | $121,102 |
| High net worth individuals | 1 | $2,352,295 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other

### Firm details
- Registered since: 2024 (1 year)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: MA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. East River Capital Management LLC (CRD 329485): Form ADV filing data as of October 2026.