# East Guilford Financial Services LLC

> East Guilford Financial Services LLC is an SEC-registered investment advisory firm in Madison, CT, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 24, 2026.

- CRD: 127481
- Filed as: EAST GUILFORD FINANCIAL SERVICES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Madison, CT
- Filing period: October 2026
- Form ADV filing dated: March 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/127481
- AdvisorCensus page: https://advisorcensus.com/firm/east-guilford-financial-services-llc-madison-ct-127481

## Quick answers

**How is East Guilford Financial Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), East Guilford Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**What does East Guilford Financial Services LLC's brochure say about its fees?**
Its Form ADV Part 2A brochure dated March 24, 2026 states: Asset-based fee: 0.5% of assets a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is East Guilford Financial Services LLC located?**
East Guilford Financial Services LLC's principal office is in Madison, CT, according to its Form ADV.

**Is East Guilford Financial Services LLC registered with the SEC or a state?**
East Guilford Financial Services LLC is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 127481.

**How much does East Guilford Financial Services LLC manage?**
East Guilford Financial Services LLC reports $193,073,861 in regulatory assets under management in its Form ADV filing dated March 24, 2026 (60% discretionary).

**How have East Guilford Financial Services LLC's assets and staff changed since 2022?**
In the Form ADV data for East Guilford Financial Services LLC: Regulatory assets under management: $144,329,265 in the October 2022 data and $193,073,861 in the October 2026 data, up 34%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does East Guilford Financial Services LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (248); high net worth individuals (53).

**Which custodians does East Guilford Financial Services LLC use?**
East Guilford Financial Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets.

**Does East Guilford Financial Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/127481

**Does East Guilford Financial Services LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 24, 2026 says: "EGFS does not require a minimum account size for opening an account under advisement by EGFS."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026)

- Asset-based fee: 0.5% of assets a year

> Our annual fees for Asset Management Services are based upon a percentage of assets under management for all accountholders is 0.5%.

- Account minimum: None

> EGFS does not require a minimum account size for opening an account under advisement by EGFS.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $193,073,861
- Discretionary: $116,265,849
- Non-discretionary: $76,808,012

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 248 | $65,163,713 |
| High net worth individuals | 53 | $127,910,148 |
| Banking or thrift institutions | Not reported | $0 |
| Investment companies | Not reported | $0 |
| Business development companies | Not reported | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | Not reported | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Not reported | $0 |
| Charitable organizations | Not reported | $0 |
| State or municipal government entities (including government pension plans) | Not reported | $0 |
| Other investment advisers | Not reported | $0 |
| Insurance companies | Not reported | $0 |
| Sovereign wealth funds and foreign official institutions | Not reported | $0 |
| Corporations or other businesses not listed above | Not reported | $0 |
| Other | Not reported | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (4 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CT, FL, MA, NH, NY, RI, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $144,329,265 | 1 | March 8, 2022 |
| October 2023 | $143,611,866 | 1 | March 10, 2023 |
| October 2024 | $154,808,580 | 1 | February 27, 2024 |
| October 2025 | $180,350,143 | 1 | February 14, 2025 |
| October 2026 | $193,073,861 | 1 | March 24, 2026 |

Regulatory assets under management: $144,329,265 in the October 2022 data and $193,073,861 in the October 2026 data, up 34%.
Total employees: 1 in October 2022 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. East Guilford Financial Services LLC (CRD 127481): Form ADV filing data as of October 2026.