# EAN Equity Financial Services LLC

> EAN Equity Financial Services LLC is an SEC-registered investment advisory firm, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 25, 2026.

- CRD: 117064
- Filed as: EAN EQUITY FINANCIAL SERVICES LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/117064
- AdvisorCensus page: https://advisorcensus.com/firm/ean-equity-financial-services-llc-117064

## Quick answers

**How is EAN Equity Financial Services LLC compensated?**
On its Form ADV (Item 5.E, October 2026), EAN Equity Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does EAN Equity Financial Services LLC charge?**
Its Form ADV Part 2A brochure dated March 25, 2026 states: Asset-based fee: 0.75% of assets a year; Flat fee: $4,000 (financial plans); Hourly rate: $200 an hour (limited scope consulting engagements); Flat fee: $200 (limited scope consulting engagements). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is EAN Equity Financial Services LLC registered with the SEC or a state?**
EAN Equity Financial Services LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 117064.

**How much does EAN Equity Financial Services LLC manage?**
EAN Equity Financial Services LLC reports $144,680,225 in regulatory assets under management in its Form ADV filing dated March 25, 2026 (53% discretionary).

**How have EAN Equity Financial Services LLC's assets and staff changed since 2021?**
In the Form ADV data for EAN Equity Financial Services LLC: Regulatory assets under management: $124,335,544 in the October 2021 data and $144,680,225 in the October 2026 data, up 16%. Total employees: 1 in October 2021 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does EAN Equity Financial Services LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (38); individuals (other than high net worth individuals) (26).

**Which custodians does EAN Equity Financial Services LLC use?**
EAN Equity Financial Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does EAN Equity Financial Services LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/117064

**Does EAN Equity Financial Services LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 25, 2026 says: "EAN EQUITY FINANCIAL SERVICES LLC has no account minimum."

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 25, 2026)

- Asset-based fee: 0.75% of assets a year

> EAN EQUITY FINANCIAL SERVICES LLC currently charges 0.75% per year for investment advisory services. The fee will be based on the value of managed assets as of the closing balance of the previous quarter

- Account minimum: None

> EAN EQUITY FINANCIAL SERVICES LLC has no account minimum.

- Flat fee: $4,000 (financial plans)

> The Firm currently charges a $4,000 flat fee for financial plans.

- Hourly rate: $200 an hour (limited scope consulting engagements)

> Tax preparation is billed at a rate of $200 per hour, or at a negotiated rate or fixed fee amount.

- Flat fee: $200 (limited scope consulting engagements)

> The hourly rate for limited scope consulting engagements is up to $200, or at a negotiated rate or fixed fee amount.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $144,680,225
- Discretionary: $77,247,780
- Non-discretionary: $67,432,445

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 26 | $12,496,934 |
| High net worth individuals | 38 | $132,183,291 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2020 (6 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MD, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $124,335,544 | 1 | March 28, 2021 |
| October 2022 | $144,026,488 | 1 | March 28, 2022 |
| October 2023 | $119,725,976 | 1 | March 28, 2023 |
| October 2024 | $126,891,329 | 1 | March 28, 2024 |
| October 2025 | $144,527,546 | 1 | March 31, 2025 |
| October 2026 | $144,680,225 | 1 | March 25, 2026 |

Regulatory assets under management: $124,335,544 in the October 2021 data and $144,680,225 in the October 2026 data, up 16%.
Total employees: 1 in October 2021 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. EAN Equity Financial Services LLC (CRD 117064): Form ADV filing data as of October 2026.